KG
Kenneth R. George
CETERA INVESTMENT ADVISERS LLC
ELKINS, WV 26241
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CRD#: 3248863
KG
Professional summary
Kenneth Roy George JR, who also goes by Kenneth Roy George, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Elkins, West Virginia and CETERA WEALTH SERVICES, LLC located in Elkins, West Virginia.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Roy George
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:KENNETH R GEORGE JR- RENTAL PROPERTY; No; 49 LAKESIDE DR; BEVERLY; WV; 26253; RENTAL PROPERTY; OWNER; 4/1/2017; 5; 0; COLLECT RENT AND MAINTAIN PROPERTY; 2. NAME OF ENTITY:KENNETH R GEORGE JR- RENTAL PROPERTY; No; 438 ALLEGHENY SPRINGS 10 SHOWSHOE DR SHOWSHOE WV 26209; SHOWSHOE; WV; 26209; RENTAL PROPERTY; OWNER; 3/1/2017; 1; 0; COLLECT RENT; 3. NAME OF ENTITY: Kenneth George dba "Mr. Opportunity"; No; 62 ASPEN DR; ELKINS; WV; 26241; Professional Boxing; Boxer; 1/1/2004; 40; 0; Part time professional boxer (approximately four bouts per year); 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 104 THIRD STREET; ELKINS; WV; 26241; Fixed Insurance Sales; Independent Insurance Agent; 6/10/2009; 128; 128; Sales of Fixed Insurance Products; 5. NAME OF ENTITY:BLUE RIDGE RISK PARTNERS; No; SAME AS REGISTERED LOCATION; FIXED INSURANCE; VP OF BENEFITS DEPT; 01/01/2021; 160; 160; SELL OF FIXED INSURANCE PRODUCTS; 6. NAME OF ENTITY: The Elkins/Randolph Co YMCA; No; 400 Davis Ave; Elkins; WV; 26241; Provides access to healthy living activities for the community.; Board Member; 1/1/2020; 4; 2; Help to strengthen the community through promotion of healthy living, youth development and being socially responsible; 7. NAME OF ENTITY: Randolph Co. Schools; No; 40 Eleventh St.; Elkins; WV; 26241; Assistant Basketball Coach; Assistant Middle School Basketball Coach; 8/1/2020; 15; 0; Assist in teaching basketball and team building skills for 6th, 7th and 8th graders; 8. NAME OF OTHER BUSINESS: DAVIS TRUST COMPANY; INVESTMENT RELATED: NO; ADDRESS: 227 DAVIS AVE, ELKINS, WV, 26241; NATURE OF BUSINESS: BANK & TRUST COMPANY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: HELP CREATE, ESTABLISH, & REVIEW BANK POLICIES & PROCEDURES, ASSIST IN REVIEWING & IMPLEMENTING REGULATORY COMPLIANCE PROCEDURES; 9. NAME OF OTHER BUSINESS: GEORGE HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX PURPOSES TO RECEIVED PAYMENTS; 10. NAME OF OTHER BUSINESS: ELKINS REHABILITATION AND CARE CENTER; INVESTMENT RELATED: NO; ADDRESS: 2533 Beverly Pike Elkins, W. VA 26241; NATURE OF BUSINESS: BOARD; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO HELP ORGANIZATION ADVANCE TOWARD ITS MISSION, PURPOSE. PROVIDE QUALITY REHABILITATION SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Roy George JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 104 Third Street, Elkins, WV 26241RIA
CRD#: 105644
ELKINS, WV
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 104 Third Street, Elkins, WV 26241BD
CRD#: 13572
Elkins, WV
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 11, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ELKINS, WV
Past
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ELKINS, WV
Past
June 20, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
July 16, 1999 - June 18, 2002
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/11/2023)
RR
West Virginia(6/9/2021)
IAR
West Virginia(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
