Leah J. Wiener
Professional summary
Leah J Wiener, who also goes by Leah J Parent, Leah J Parent-o'keefe, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
Leah is registered as a RR (Registered Representative) and started their career in finance in 1999. Leah has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leah J Wiener's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2019 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277June 30, 2016 - December 5, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
April 30, 2007 - July 29, 2013
TOWER SQUARE SECURITIES, INC.
April 12, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 12, 2007 - March 17, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
April 12, 2007 - July 29, 2013
WALNUT STREET SECURITIES, INC.
April 12, 2007 - March 10, 2014
NEW ENGLAND SECURITIES
April 12, 2007 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
August 17, 2004 - September 25, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
September 30, 1999 - August 11, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2019)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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