IL
Ian L. Laterreur
ERGAWEALTH ADVISORS
Oak Brook, IL
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CRD#: 3247231
IL
Professional summary
Ian Leo Laterreur, AIF®, CFP®, who also goes by Ian L Laterreur, is a registered financial advisor currently at ERGAWEALTH ADVISORS, INC. located in Oak Brook, Illinois and CETERA INVESTMENT ADVISERS LLC located in Homewood, Illinois.
Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ian L Laterreur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA: ERGAWEALTH ADVISORS, INVESTMENT RELATED, SAME AS OFFICE ADDRESS, FINANCIAL PLANNING, INVESTMENTS AND INSURANCE SERVICES, START 11/05/2013, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, PRESIDENT, WEALTH MANAGER.
2.NAME OF OTHER BUSINESS: ERGAWEALTH ADVISORS, INC.
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 11/2017
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES
3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 01/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, AND LONG-TERM CARE
CRS (Client Relationship Summary) - RIA
Click below to view Ian Leo Laterreur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
November 21, 2017 - Present
ERGAWEALTH ADVISORS, INC.
RIA
CRD#: 290030
Oak Brook, IL
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 18161 Morris Ave Suite 206, Homewood, IL 60430Office #2: 1200 Harger Rd, Ste 711, Oak Brook, IL 60523RIA
CRD#: 105644
Homewood, IL
Current
July 25, 2003 - Present
CETERA ADVISORS LLC
Office #1: 18161 Morris Ave Suite 103, Homewood, IL 60430Office #2: 1200 Harger Rd, Ste 711, Oak Brook, IL 60523BD
CRD#: 10299
Homewood, IL
Past
July 28, 2003 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PORTER, IN
Past
April 11, 2003 - August 11, 2003
AMERICAN FAMILY SECURITIES, LLC
BD
CRD#: 104433
MADISON, WI
Past
July 22, 1999 - November 2, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Arizona(8/17/2010)
RR
Arkansas(11/22/2013)
RR
California(9/1/2004)
RR
Colorado(4/7/2008)
RR
Connecticut(4/15/2005)
RR
Florida(2/11/2005)
IAR
Florida(3/6/2019)
RR
Georgia(5/30/2012)
RR
Illinois(7/25/2003)
IAR
Illinois(11/21/2017)
RR
Indiana(1/28/2004)
IAR
Indiana(1/5/2018)
RR
Kentucky(8/31/2010)
RR
Maryland(1/3/2023)
RR
Massachusetts(1/3/2023)
RR
Michigan(2/11/2005)
RR
Minnesota(1/3/2023)
RR
Missouri(8/10/2005)
RR
Nevada(4/7/2008)
RR
North Carolina(2/14/2005)
RR
Ohio(1/5/2005)
RR
Pennsylvania(1/6/2014)
RR
South Carolina(3/8/2023)
RR
Tennessee(5/21/2025)
RR
Texas(1/4/2012)
IAR
Texas(12/4/2017)
IAR
Texas(3/21/2024)
RR
Virginia(3/19/2007)
RR
Washington(9/23/2010)
RR
Wisconsin(3/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
