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MK

Michael J. Kramer

MOTT CAPITAL MANAGEMENT LLC
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 3246428
MK

Professional summary


Michael J. Kramer, who also goes by Michael J Kramer, Michael Jason Kramer, is a registered financial advisor currently at MOTT CAPITAL MANAGEMENT LLC located in Garden City, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael J Kramer | Michael Jason Kramer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael J. Kramer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 9, 2021 - Present

MOTT CAPITAL MANAGEMENT LLC

Office #1: 106 Seventh Street Suite 201, Garden City, NY 11530
RIA
CRD#: 172373
Garden City, NY
Past

August 1, 2014 - December 17, 2019

MOTT CAPITAL MANAGEMENT LLC

RIA
CRD#: 172373
GARDEN CITY, NY
Past

July 26, 2007 - May 29, 2014

GILDER GAGNON HOWE & CO. LLC

BD
CRD#: 2002
NEW YORK, NY
Past

May 24, 2006 - August 2, 2007

UST SECURITIES CORP.

BD
CRD#: 13906
NEW YORK, NY
Past

September 1, 2001 - June 11, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

June 5, 2001 - September 7, 2001

UST SECURITIES CORP.

BD
CRD#: 13906
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/9/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/16/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 8/7/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


MC
MOTT CAPITAL MANAGEMENT LLC
KRAMER, MICHAEL J | MOTT CAPITAL MANAGEMENT LLC

CRD#: 172373 / SEC#:

New Jersey
Registered Investment Advisory firm - (6/18/2018 Terminated)
New York
Registered Investment Advisory firm - (8/19/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - (12/17/2019 Terminated)
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Contact information


Main Address
106 Seventh Street Suite 201, Garden City, NY 11530
Mailing Address
Mott Capital Management 106 Seventh Street Suite 201, Garden City, NY 11530
Phone number
(516) 642-5788
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts25
AUM (Assets Under Management)$ 4,344,937

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOTT CAPITAL MANAGEMENT LLC

CRD#: 172373Garden City, NY 11530

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