Laura E. Johnson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Walkersville, MD
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CRD#: 3244706
Professional summary
Laura Elizabeth Johnson, CFP®, who also goes by Laura Conway, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Walkersville, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Walkersville, Maryland.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Laura has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Conway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.HUMMINGBIRD WEALTH MANAGEMENT LLC; 21 W Pennsylvaniia Avenue, Unit B, Walkersville MD 21793, United States, 01/14/2013, Owner, Author/Educator/Podcast/Speaker, INV REL - 200HR/MO - 200/TRADING. 2.INDEPENDENT INSURANCE AGENT, 9624 WOODSBORO RD, FREDERICK, MD, 5/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 10/TRADING. 3.HUMMINGBIRD DIVORCE MANAGMENT, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, DIVORCE FINANCIAL COUNSELING, STARTED 8/2015, CERTIFIED DIVORCE FINANCIAL ANALYST, APX 10 HOURS PER WEEK, NOT DURING TRADING HOURS, PAID ADVICE SPECIFICALLY TO THE FINANCIAL CONSEQUENCES IN DIVORCE. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.HOURSEPOWER COMPOUND, 9624 WOODSBORO ROAD, FREDERICK, MD, OWNER ACTIVE FARM PROPERTY, 06/01/11, NIR, 5/WK- 0/TRADING 6.SECOND CHANCES GARAGE, 528 N MARKET STREET, FREDERICK, MD, 01/01/24, Chairman, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2/WK- 0/TRADING 7.JEEP FEST FOR CHARITY, INC., 9624 Woodsboro Road, Frederick MD 21701, United States, 08/03/2021, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO - 0 HR/MO TRADING 8. ALL YOU GOTTA DO LLC, 9624 Woodsboro Road, Frederick MD 21701, United States, 04/15/2022, Owner, Construction/Labor, NIR, 8 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elizabeth Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Walkersville, MD
Current
May 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Walkersville, MD
Past
January 14, 2013 - May 5, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
FREDERICK, MD
Past
January 11, 2013 - May 5, 2016
CETERA ADVISORS LLC
RIA
CRD#: 10299
FREDERICK, MD
Past
October 9, 2007 - December 14, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
OLNEY, MD
Past
October 9, 2007 - December 14, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
OLNEY, MD
Past
May 6, 2005 - October 9, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
OLNEY, MD
Past
July 16, 1999 - October 9, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
OLNEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/4/2016)
RR
Colorado(5/4/2016)
RR
Delaware(1/13/2025)
RR
Florida(5/4/2016)
RR
Iowa(8/5/2016)
RR
Maryland(5/4/2016)
IAR
Maryland(5/4/2016)
RR
North Carolina(5/8/2017)
RR
Virginia(5/4/2016)
RR
West Virginia(5/4/2016)
RR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
