Brent K. Donovan

GRANT TANI BARASH & ALTMAN

Beverly Hills, CA 90212

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CRD#: 3244063

Professional summary

Brent Kenneth Donovan is a registered financial advisor currently at GRANT TANI BARASH & ALTMAN, LLC located in Beverly Hills, California and HIGHTOWER SECURITIES, LLC located in West Beverly Hills, California.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brent has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Kenneth Donovan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2023 - Present

GRANT TANI BARASH & ALTMAN, LLC

Office #1: 9100 Wilshire Blvd Suite 1000 West, Beverly Hills, CA 90212

RIA

CRD#: 319128

Beverly Hills, CA

Current

October 25, 2023 - Present

HIGHTOWER SECURITIES, LLC

Office #1: 9100 Wilshire Blvd Suite 1000 , West Beverly Hills, CA 90212

CRD#: 116681

WEST BEVERLY HILLS, CA

Past

January 16, 2013 - October 19, 2023

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

LA CANADA FLINTRIDGE, CA

Past

January 16, 2013 - October 19, 2023

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

LA CANADA FLINTRIDGE, CA

Past

February 5, 2007 - April 18, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

GLENWOOD SPRINGS, CO

Past

February 5, 2007 - April 18, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

GLENWOOD SPRINGS, CO

Past

August 7, 2006 - October 2, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LUTHERVILLE, MD

Past

August 11, 2005 - October 2, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

LUTHERVILLE, MD

Past

January 13, 2001 - August 9, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 13, 1999 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANT TANI BARASH & ALTMAN, LLC

GRANT TANI BARASH & ALTMAN LLC | GRANT TANI BARASH & ALTMAN, LLC

CRD#: 319128 / SEC#: 801-127101

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2023)

IAR

California
(10/25/2023)

Illinois
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 1/31/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/19/2005

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

GRANT TANI BARASH & ALTMAN, LLC

GRANT TANI BARASH & ALTMAN LLC | GRANT TANI BARASH & ALTMAN, LLC

CRD#: 319128 / SEC#: 801-127101

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

9100 Wilshire Blvd Suite 1000 West, Beverly Hills, CA 90212

Mailing Address

Po Box 5623, Beverly Hills, CA 90209-5623

Phone number

(310) 288-6267

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GTBA FORM ADV PART 2A BROCHURE 3-24-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 1,779,607,579

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2025	Cover Page	Report
09/04/2025	Cover Page	Report
04/18/2025	Cover Page	Report
03/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent K. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Kenneth Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER SECURITIES, LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

GRANT TANI BARASH & ALTMAN, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2006

Series 63

Date: 1/14/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1999

Series 24

Date: 12/18/2013

Series 9

Date: 1/31/2005

Series 10

Date: 1/19/2005

FINRA

Current Firm

GRANT TANI BARASH & ALTMAN, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GRANT TANI BARASH & ALTMAN, LLC

TRUST BUT VERIFY

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