Amy B. Zaccara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Beth Zaccara, who also goes by Amy Beth Cerreta, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1999. Amy had worked at 3 firms and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2007 - December 31, 2013
HARVEST CAPITAL LLC
January 3, 2001 - June 11, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 22, 1999 - October 6, 2000
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARVEST CAPITAL LLC
CRD#: 35723 / SEC#: , 8-46845
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
