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Steven J Kaminski

VOYA FINANCIAL ADVISORS
WINDSOR, CT
·CRD# 2100262·34 years experience

Professional Summary

Steven J Kaminski, who also goes by Steven John Kaminski, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 18 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven John Kaminski

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
BD
1. One Orange Way, C4-s, Windsor, CT 060952. Glastonbury, CT
December 1, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
BD
One Orange Way, C4-s, Windsor, CT 06095
December 1, 2025 - Present
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St. Cloud, MN
August 12, 2024 - December 13, 2024
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Schaumburg, IL
August 12, 2024 - December 13, 2024
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
August 12, 2024 - December 13, 2024
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
August 12, 2024 - December 13, 2024
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Glastonbury, CT
November 17, 2021 - December 13, 2024
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
November 17, 2021 - December 13, 2024
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
El Segundo, CA
June 10, 2021 - November 2, 2021
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
El Segundo, CA
June 10, 2021 - November 2, 2021
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
El Segundo, CA
June 10, 2021 - November 2, 2021
CETERA ADVISORS LLC·CRD# 10299
BD
El Segundo, CA
June 10, 2021 - November 2, 2021
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
El Segundo, CA
June 9, 2021 - November 2, 2021
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
June 9, 2021 - November 2, 2021
VOYA RETIREMENT ADVISORS, LLC·CRD# 3989
RIA
Glastonbury, CT
February 28, 2014 - February 28, 2014
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
RIA
Glastonbury, CT
February 28, 2014 - February 28, 2014
VOYA RETIREMENT ADVISORS, LLC·CRD# 3989
BD
Windsor, CT
February 28, 2014 - September 30, 2016
DIRECTED SERVICES LLC·CRD# 21675
BD
West Chester, PA
February 28, 2014 - June 18, 2018
SLD AMERICA EQUITIES, INC.·CRD# 36259
BD
West Chester, PA
February 28, 2014 - December 31, 2020
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
February 28, 2014 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Glastonbury, CT
February 11, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
February 11, 2014 - June 9, 2021
HARVEST CAPITAL ADVISORS, LLC·CRD# 125920
RIA
Avon, CT
June 5, 2012 - November 27, 2013
HARVEST CAPITAL LLC·CRD# 35723
BD
Wethersfield, CT
June 4, 2012 - November 27, 2013
USI SECURITIES, INC.·CRD# 43793
RIA
Glastonbury, CT
October 30, 2003 - June 5, 2012
USI SECURITIES, INC.·CRD# 43793
BD
Glastonbury, CT
October 30, 2003 - June 5, 2012
WS GRIFFITH SECURITIES, INC.·CRD# 10410
RIA
Hartford, CT
March 31, 2003 - October 16, 2003
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
May 13, 1998 - October 16, 2003
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
El Segundo, CA
December 4, 1995 - May 19, 1998
ADVEST, INC.·CRD# 10
BD
Hartford, CT
June 29, 1992 - September 27, 1995

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Current Firm

VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.

ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone Number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

638

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (9/16/2026)

Direct owners and executive officers

NamePositionCRD#
VOYA HOLDINGS INC.100% SHAREHOLDER—
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
DEPRATTI, JOHN JVP, OPERATIONS PRINCIPAL2927917
MITCHELL, JAMES MICHAELCHIEF OPERATIONS OFFICER3176001
PAASCH, STEPHAN ANTHONYCHIEF COMPLIANCE OFFICER2968516
REILLY, JONATHAN FRANCISPRESIDENT2039032

Regulatory Assets Under Management

Total Number of Accounts

16,337

AUM (Assets Under Management)

$3,870,673,693

Disclosures

Regulatory Event

36

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.

ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(12/1/2025)
IAR
Connecticut
(12/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1996About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Steven J Kaminski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven J Kaminski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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