WC
William T. Carr
APOLLON WEALTH MANAGEMENT
ROCKLAND, ME 04841
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CRD#: 3242989
WC
Professional summary
William Torey Carr, who also goes by Torey Carr, William Carr, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Rockland, Maine and PURSHE KAPLAN STERLING INVESTMENTS located in Portland, Maine.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. William has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Torey Carr | William Carr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apollon Wealth Management. Investment related. See Registered Branch Location. Nature - RIA. Position - Financial Advisor. Start - 08/2021. 140 hours per month, 140 hours during trading. Duties - Wealth Advisor and Business Planning. 2) PKS Financial. Investment Related. Located at 80 State Street, Albany NY 12207. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 3) Fixed Insurance - Investment Related. Located at See Registered Branch Location. Nature - Fixed/ Traditional Insurance. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed / Traditional Insurance products. 4) Old Orchard Beach High School head girls varsity basketball coach. Located at 40 Emerson Cummings Blvd, Old Orchard Beach, ME 04064; head varsity basketball coach; Start 6/2023; 20 hours per month, o hours during trading. 5) Gross & Net LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
CRS (Client Relationship Summary) - RIA
Click below to view William Torey Carr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 91 Camden Street Suite 310, Rockland, ME 04841RIA
CRD#: 291902
ROCKLAND, ME
Current
August 26, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1 Canal Plaza Suite 801, Portland, ME 04101BD
CRD#: 35747
Portland, ME
Past
February 14, 2005 - September 7, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PORTLAND, ME
Past
November 12, 2004 - September 7, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PORTLAND, ME
Past
August 13, 1999 - November 18, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/26/2021)
RR
Florida(8/26/2021)
RR
Maine(8/26/2021)
IAR
Maine(8/26/2021)
RR
Massachusetts(8/26/2021)
RR
New Hampshire(8/26/2021)
RR
New Jersey(8/26/2021)
RR
New Mexico(3/24/2025)
RR
Ohio(8/26/2021)
RR
Tennessee(1/28/2025)
RR
Wisconsin(8/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Rockland, ME 04841TRUST BUT VERIFY
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