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Paul Scott Wigdor

BUTLER CAPITAL PARTNERS
OYSTER BAY, NY
·CRD# 3242843·27 years experience

Professional Summary

Paul Scott Wigdor is a registered financial advisor currently at BUTLER CAPITAL PARTNERS located in Oyster Bay, New York. Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

BUTLER CAPITAL PARTNERS·CRD# 114242
BD
1. 326 Centre Island Road, Oyster Bay, NY 117712. Oyster Bay, NY
September 8, 2023 - Present
ASCENDANT ADVISORS, LLC·CRD# 151127
RIA
Houston, TX
March 29, 2012 - January 7, 2021
AWM SERVICES, LLC·CRD# 6439
BD
Houston, TX
August 22, 2011 - November 19, 2020
SUPERFUND USA, LLC·CRD# 147069
BD
New York, NY
October 3, 2008 - February 15, 2011
SUPERFUND ASSET MANAGEMENT INC.·CRD# 112246
BD
New York, NY
May 15, 2006 - October 28, 2008
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
September 9, 2005 - March 14, 2006
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
May 7, 2001 - September 9, 2005
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
August 12, 1999 - May 15, 2001

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Current Firm

BC
BUTLER CAPITAL PARTNERS

BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: 8-53413
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

326 Centre Island Road, Oyster Bay, NY 11771

Mailing Address

Po Box 1358, Bayville, NY 11709

Phone Number

(516) 333-2100

Established

New York since 04/16/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BUTLER, R ALAN JRMANAGING MEMBER1049661
KEMPER, ANTOINE CLAUDE JRCOO1395246
KLICK, ANDREW SCOTTCHIEF COMPLIANCE OFFICER2186884
RIP, OLGAFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)5440553

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(12/22/2023)
RR
New York
(12/26/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2023About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Aug 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2009About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Paul Scott Wigdor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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