Michael Buttenmuller
Professional summary
Michael Buttenmuller is a registered financial professional currently at VELOCITY CLEARING, LLC located in Hazlet, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Buttenmuller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2021 - Present
VELOCITY CLEARING, LLC
Office #1: 1301 Route 36 Suite 103, Hazlet, NJ 07730September 30, 2016 - November 6, 2019
E*TRADE SECURITIES LLC
February 7, 2006 - September 30, 2016
E*TRADE CLEARING LLC
July 21, 1999 - December 31, 2005
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2021)
(5/10/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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