Norris C. Ming
Professional summary
Norris Columbus Ming, ChFC®, CLU® is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Clarksville, Tennessee.
Norris is registered as a RR (Registered Representative) and started their career in finance in 1999. Norris has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norris Columbus Ming's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2003 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1800 Business Park Drive Suite 103, Clarksville, TN 37040October 1, 1999 - March 12, 2003
SECURITIES MANAGEMENT & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2010)
(1/7/2020)
(9/22/2023)
(6/28/2013)
(3/10/2009)
(8/13/2018)
(5/19/2003)
(6/21/2004)
(6/28/2024)
(2/22/2023)
(8/23/2024)
(5/19/2003)
(1/3/2011)
(8/17/2020)
(8/5/2020)
(2/22/2023)
(4/2/2025)
(1/10/2020)
(2/22/2023)
(4/9/2008)
(7/23/2010)
(8/10/2010)
(2/22/2023)
(5/8/2018)
(6/28/2013)
(5/19/2003)
(7/15/2015)
(1/14/2009)
(2/23/2021)
(1/10/2020)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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Company Information
THE O.N. EQUITY SALES COMPANY
CRD#: 2936Clarksville, TN 37040TRUST BUT VERIFY
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