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Harry Martell

CRD# 3240284·Registered 1999 - 2010
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Martell, who also goes by Harry Paul Martell, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1999 - 2010. Harry had worked at 3 firms and has passed the SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harry Paul Martell

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

JANE STREET TRADING, LLC·CRD# 103790
BD
New York, NY
December 19, 2008 - January 21, 2010
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
December 19, 2008 - July 8, 2019
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Bala Cynwyd, PA
July 26, 1999 - October 8, 2007

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Current Firm

JS
JANE STREET TRADING, LLC

BOWERY CAPITAL, LLC | JANE STREET TRADING, LLC

CRD#: 103790 / SEC#: 8-52279
BD
Terminated by SEC on 02/22/2010

Contact Information

Established

Delaware since 08/31/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JANE STREET HOLDINGMEMBER—
GERSTEIN, MARC, ADAMMANAGER—
EMMET, RICHARD STOCKTONMANAGING DIRECTOR4712665
GRANIERI, ROBERT ANTHONYMANAGING DIRECTOR—
JENKINS, MICHAEL ANDREWMANAGING DIRECTOR—
KRONEMER, BARRY JACOBGENERAL COUNSEL/COMPLIANCE DIRECTOR1419206
LEHOCZKY, SANDOR GRAHAMMANAGING DIRECTOR3231898
MINSKY, YARON MOSHEMANAGING DIRECTOR5198091
PROCTOR, DAVID ANTHONYMANAGING DIRECTOR5053284
REYNOLDS, TIMOTHY WILLIAMMANAGING DIRECTOR—
SCHAAD, IAN RUSSELLMANAGING DIRECTOR2568033
TUCKER, EDWARD JOSEPH JRFINOP1234430

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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