TA
Todd W. Anderson
KESTRA ADVISORY SERVICES
West Boylston, MA 01583
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CRD#: 3237882
TA
Professional summary
Todd William Anderson, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in West Boylston, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in West Boylston, Massachusetts.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Beth Eden Baptist Church Investment Related: No Address: 350 Ashburnham St Fitchburg MA 01420 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Treasurer Start Date: 4/10/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Treasurer in charge of paying bills, compiling financial reports.. Business Name: FMG Financial Services Investment Related: Yes Address: 228 Park Ave Worcester MA 01609 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/31/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: To provide investment and insurance advice and services. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Todd Anderson Investment Related: Yes Address: 228 Park Ave Worcester MA 01609 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner Start Date: 1/1/2013 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: educating clients on the insurance marketplace and eventual sale of insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Todd William Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 26, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 171 West Boylston Street, West Boylston, MA 01583RIA
CRD#: 283330
West Boylston, MA
Current
July 30, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 171 West Boylston Street, West Boylston, MA 01583BD
CRD#: 42046
West Boylston, MA
Past
August 2, 1999 - August 9, 2002
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/17/2011)
RR
Connecticut(8/31/2006)
RR
Florida(11/30/2018)
RR
Maine(7/29/2021)
RR
Maryland(9/30/2013)
RR
Massachusetts(7/30/2003)
IAR
Massachusetts(7/26/2017)
RR
New Hampshire(4/4/2007)
RR
New Jersey(5/18/2022)
RR
New York(2/15/2022)
RR
North Carolina(4/3/2006)
RR
Pennsylvania(3/22/2007)
RR
Rhode Island(6/28/2006)
RR
South Carolina(10/22/2021)
RR
Texas(1/22/2025)
IAR
Texas(2/18/2025)
RR
Vermont(5/2/2017)
RR
Virginia(1/22/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330West Boylston, MA 01583TRUST BUT VERIFY
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