SK
Steven S. Kanouse
CETERA INVESTMENT ADVISERS LLC
RIVERSIDE, CA 92506
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CRD#: 3237811
SK
Professional summary
Steven Scott Kanouse, who also goes by Steven S Kanouse, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Riverside, California and CETERA WEALTH SERVICES, LLC located in Riverside, California.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven S Kanouse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Anthem PO Box 51000~Oxnard~CA~93031~Other~Insurance Sales Agent~1/1/2009~1hrs~0hrs~Rep- Health insurance 2) Kanouse & Associates 6370 Brockton Ave~Riverside~CA~92506~Tax Preparation/Accounting~Sales Associate/Executive~7/2/2007~160hrs~80hrs~Prepare tax returns 3) Kanouse Family Mineral Trust 2904 W. 33rd st~Sioux Falls~SD~57105~Other~Other~9/5/2013~0hrs~0hrs~Trustee 4) Steven Kanouse 6370 Brockton Ave~Riverside~CA~92506~Independent Insurance Agent~Insurance Sales Agent~1/1/2009~2hrs~0hrs~Insurance sales 5) VICTORIA CLUB POSITION: Board Member NATURE: Monthly board meeting to oversee operations of our private golf & country club. I will be club president beginning November 21st. This position will include signing authority on the club bank accounts. Signing will only be needed if the General Manager and or Club Controller are not available to sign. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2022 ADDRESS: 2521 Arroyo Dr, Riverside CA 92506, United States DESCRIPTION: General oversite and policy review of the club operation. The appointment is for 3 years I was elected by ballot last night. Beginning November 21 I will be Club President for 1 year. The last Thursday of November 2025 I will leave my position on the board.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Scott Kanouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6370 Brockton Avenue, Riverside, CA 92506RIA
CRD#: 105644
RIVERSIDE, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4781 Arlington Ave, Riverside, CA 92504BD
CRD#: 13572
RIVERSIDE, CA
Past
October 27, 2008 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
RIVERSIDE, CA
Past
August 17, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
RIVERSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(10/29/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
