Jennifer K. Divalerio
Professional summary
Jennifer Kay Divalerio, who also goes by Jennifer Divalerio, Jennifer Kay Rinnander, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 26 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Kay Divalerio's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355March 31, 2020 - March 11, 2022
QUASAR DISTRIBUTORS, LLC
May 16, 2019 - March 11, 2022
PARNASSUS FUNDS DISTRIBUTOR, LLC
December 1, 2017 - March 11, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
August 1, 2016 - March 11, 2022
FORESIDE FINANCIAL SERVICES, LLC
January 19, 2016 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
January 19, 2016 - August 3, 2020
FORESIDE ASSOCIATES, LLC
January 19, 2016 - March 11, 2022
ORBIS INVESTMENTS (U.S.), LLC
January 19, 2016 - March 11, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
January 19, 2016 - March 11, 2022
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
January 19, 2016 - March 11, 2022
FORESIDE INVESTMENT SERVICES, LLC
January 19, 2016 - March 11, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
July 20, 2015 - March 11, 2022
FUNDS DISTRIBUTOR, LLC
July 20, 2015 - March 11, 2022
FORESIDE FUND SERVICES, LLC
June 9, 2015 - March 11, 2022
COMPASS DISTRIBUTORS, LLC
June 11, 2014 - June 1, 2015
BESSEMER INVESTOR SERVICES, INC.
May 5, 2014 - August 3, 2020
FAIRHOLME DISTRIBUTORS, LLC
May 5, 2014 - March 11, 2022
MGI FUNDS DISTRIBUTORS, LLC
June 12, 2013 - December 31, 2013
OLD MUTUAL INVESTMENT PARTNERS
April 15, 2013 - March 11, 2022
IMST DISTRIBUTORS, LLC
January 14, 2010 - March 11, 2022
STERLING CAPITAL DISTRIBUTORS, LLC
January 14, 2010 - March 11, 2022
FORESIDE GLOBAL SERVICES, LLC
January 14, 2010 - March 11, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
November 20, 2008 - October 5, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
November 20, 2008 - October 5, 2009
FORESIDE GLOBAL SERVICES, LLC
January 2, 2004 - August 3, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 2, 2001 - December 31, 2003
FORESIDE FUNDS DISTRIBUTORS LLC
November 21, 2000 - December 31, 2003
STERLING CAPITAL DISTRIBUTORS, LLC
March 2, 2000 - December 31, 2003
BLACKROCK DISTRIBUTORS, INC
October 5, 1999 - December 31, 2003
NORTHERN FUNDS DISTRIBUTORS, LLC
July 9, 1999 - January 2, 2001
PROVIDENT DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/12/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.