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JD

Jennifer K. Divalerio

VANGUARD MARKETING
Malvern, PA 19355
Some features on this profile are disabled
CRD#: 3236826
JD

Professional summary


Jennifer Kay Divalerio, who also goes by Jennifer Divalerio, Jennifer Kay Rinnander, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 26 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24, Series 28 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Divalerio | Jennifer Kay Rinnander

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jennifer Kay Divalerio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 6, 2022 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355
BD
CRD#: 7452
Malvern, PA
Past

March 31, 2020 - March 11, 2022

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Berwyn, PA
Past

May 16, 2019 - March 11, 2022

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
Berwyn, PA
Past

December 1, 2017 - March 11, 2022

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
Berwyn, PA
Past

August 1, 2016 - March 11, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Berywn, PA
Past

January 19, 2016 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

BD
CRD#: 30188
Berwyn, PA
Past

January 19, 2016 - August 3, 2020

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
Berwyn, PA
Past

January 19, 2016 - March 11, 2022

ORBIS INVESTMENTS (U.S.), LLC

BD
CRD#: 172663
Berywn, PA
Past

January 19, 2016 - March 11, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Berwyn, PA
Past

January 19, 2016 - March 11, 2022

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
Berwyn, PA
Past

January 19, 2016 - March 11, 2022

FORESIDE INVESTMENT SERVICES, LLC

BD
CRD#: 30016
Berwyn, PA
Past

January 19, 2016 - March 11, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Berwyn, PA
Past

July 20, 2015 - March 11, 2022

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Berwyn, PA
Past

July 20, 2015 - March 11, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BERWYN, PA
Past

June 9, 2015 - March 11, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Berwyn, PA
Past

June 11, 2014 - June 1, 2015

BESSEMER INVESTOR SERVICES, INC.

BD
CRD#: 17442
NEW YORK, NY
Past

May 5, 2014 - August 3, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
BERWYN, PA
Past

May 5, 2014 - March 11, 2022

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
BERWYN, PA
Past

June 12, 2013 - December 31, 2013

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
BOSTON, MA
Past

April 15, 2013 - March 11, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
BERWYN, PA
Past

January 14, 2010 - March 11, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
BERWYN, PA
Past

January 14, 2010 - March 11, 2022

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
BERWYN, PA
Past

January 14, 2010 - March 11, 2022

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
BERWYN, PA
Past

November 20, 2008 - October 5, 2009

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
KING OF PRUSSIA, PA
Past

November 20, 2008 - October 5, 2009

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
KING OF PRUSSIA, PA
Past

January 2, 2004 - August 3, 2020

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
BERWYN, PA
Past

January 2, 2001 - December 31, 2003

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

November 21, 2000 - December 31, 2003

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
PORTLAND, ME
Past

March 2, 2000 - December 31, 2003

BLACKROCK DISTRIBUTORS, INC

BD
CRD#: 39636
KING OF PRUSSIA, PA
Past

October 5, 1999 - December 31, 2003

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
PORTLAND, ME
Past

July 9, 1999 - January 2, 2001

PROVIDENT DISTRIBUTORS, INC.

BD
CRD#: 35174
KING OF PRUSSIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(5/6/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/19/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/12/2010
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY
BENCHENER, MATTHEW JOHNCHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE5569805
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BISORDI, JOHNDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL7526828
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRANCATO, MATTHEW CLARKDIRECTOR, VICE PRESIDENT6220380
JAMES, JOHN MARKDIRECTOR, SENIOR VICE PRESIDENT5594356
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530

Disclosures


Regulatory Event48
Arbitration8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VANGUARD MARKETING CORPORATION

CRD#: 7452Malvern, PA 19355

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