Christian Laforestrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Laforestrie was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1999. Christian had worked at 7 firms and has passed the Series 66, Series 79TO, SIE, Series 31, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2020 - September 30, 2020
SOLIUM FINANCIAL SERVICES LLC
June 1, 2009 - January 25, 2024
MORGAN STANLEY
January 16, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 17, 2002 - December 5, 2006
UBS FINANCIAL SERVICES INC.
January 2, 2001 - December 5, 2006
UBS FINANCIAL SERVICES INC.
October 24, 2000 - October 31, 2000
EASTBROOK CAPITAL GROUP LLC
August 9, 2000 - October 17, 2000
MORGAN STANLEY DW INC.
October 25, 1999 - March 23, 2000
FEDERATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
SOLIUM FINANCIAL SERVICES LLC
CRD#: 147933 / SEC#: , 8-67942
Contact information
Documents
Disclosures
| Regulatory Event | 46 |
Red Flags
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