Zeev Noam Klein
Professional Summary
Zeev Noam Klein, who also goes by Z W Klein, is a registered financial advisor currently at LMV CAPITAL CORP. located in New York, New York. Zeev is registered as a RR (Registered Representative) and started their career in finance in 2008. Zeev has worked at 2 firms and has passed the Series 63, Series 62, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Z W Klein
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
LMV CAPITAL CORP.
Contact Information
Main Address
1460 Broadway Suite 4024, New York, NY 10036Mailing Address
1460 Broadway Suite 4024, New York, NY 10036Phone Number
(212) 268-8500Established
Delaware since 09/18/2008Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/14/2010)
(1/20/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Zeev Noam Klein's CRS (Customer Relationship Summary).
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