Lindsey J. Borgese
CETERA INVESTMENT ADVISERS LLC
GILBERTSVILLE, PA 19525
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CRD#: 3231432
Professional summary
Lindsey Jo Borgese, CFP®, who also goes by Lindsey Jo Lambert, Lindsey Jo Moilanen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gilbertsville, Pennsylvania and CETERA ADVISORS LLC located in Gilbertsville, Pennsylvania.
Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lindsey has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lindsey Jo Lambert | Lindsey Jo Moilanen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 10/2017;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE;
(2) NAME OF OTHER BUSINESS: MARLBOROUGH ELEMENTARY SCHOOL P.T.F.S.;
INVESTMENT RELATED: NO
ADDRESS: 1450 GRAVEL PIKE, GREENLANE, PA 18054;
NATURE OF BUSINESS: SCHOOL FUNDRAISING;
START DATE: 08/2017;
POSITION/TITLE/RELATIONSHIP: CO-PRESIDENT;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: OVERSEE ALL GROUP ACTIVITIES, ASSIST IN FUNDRAISING EFFORTS, RUN MONTHLY MEETINGS;
(3) NAME OF OTHER BUSINESS: CONTOUR WEALTH MANAGEMENT LLC ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: FINANCIAL SERVICES ;
START DATE: 01/2020 ;
POSITION/TITLE/RELATIONSHIP: OFFICE MANAGER / CLIENT SERVICE ASSOCIATE ;
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: PROCESS BUSINESSM ANSWER QUESTIONS, SCHEDULE APPTS, ETC ;
(4) NAME OF OTHER BUSINESS: CONTOUR WEALTH MANAGEMENT, LLC;
INVESTMENT RELATED: YES;
ADDRESS: 1260 E. PHILADELPHIA AVE GILBERTSVILLE PA 19525;
NATURE OF BUSINESS: TAX PREPARATION SERVICES;
START DATE: 8/2020;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: 1;
BRIEF DESCRIPTION OF DUTIES: MAKE DEPOSITS EACH WEEK FOR THE BUSINESS;
CRS (Client Relationship Summary) - RIA
Click below to view Lindsey Jo Borgese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1723 Swamp Pike, Gilbertsville, PA 19525RIA
CRD#: 105644
GILBERTSVILLE, PA
Current
October 31, 2017 - Present
CETERA ADVISORS LLC
Office #1: 1723 Swamp Pike, Gilbertsville, PA 19525BD
CRD#: 10299
Gilbertsville, PA
Past
November 21, 2017 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
ALLENTOWN, PA
Past
February 11, 2013 - November 2, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
EMMAUS, PA
Past
September 8, 2009 - November 23, 2011
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EPHRATA, PA
Past
July 21, 2009 - November 23, 2011
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EPHRATA, PA
Past
July 6, 1999 - December 2, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GLENVIEW, IL
Past
July 1, 1999 - September 10, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 1, 1999 - September 10, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(10/31/2017)
IAR
Pennsylvania(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Gilbertsville, PA 19525TRUST BUT VERIFY
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