Daniel Richard Sarver
Professional Summary
Daniel Richard Sarver is a registered financial advisor currently at BA SECURITIES, LLC located in Wexford, Pennsylvania. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Current Firm
BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS
Contact Information
Main Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428Mailing Address
Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428Phone Number
(877) 738-5841Established
Pennsylvania since 01/25/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | — |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRINCIPAL | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | PRESIDENT & AML OFFICER | 4221461 |
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
(10/2/2026)
(8/7/2017)
(1/24/2013)
(11/6/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC
CRS (Client Relationship Summary) - BD
Click below to view Daniel Richard Sarver's CRS (Customer Relationship Summary).
Similar Advisors
J. W. COLE ADVISORS, INC.
UBS FINANCIAL SERVICES INC.
JANNEY MONTGOMERY SCOTT LLC