David S. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Mann, who also goes by David S Mann, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 5 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2025 - October 29, 2025
VELOCITY CLEARING, LLC
May 28, 2025 - October 29, 2025
TOR BROKERAGE LLC
September 6, 2016 - July 24, 2024
RAYMOND JAMES & ASSOCIATES, INC.
November 18, 2005 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
June 29, 1999 - February 17, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/28/2025
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
