Eduardo J. Gelpi

T. ROWE PRICE ADVISORY SERVICES

Charlotte, NC

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CRD#: 3229752

Professional summary

Eduardo J Gelpi, who also goes by Eduardo Gelpi, Eduardo Gelpi-abarca, Eduardo Juan Gelpi, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Charlotte, North Carolina and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Eduardo has worked at 20 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eduardo Gelpi | Eduardo Gelpi-Abarca | Eduardo Juan Gelpi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo J Gelpi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2025 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Charlotte, NC

Current

November 12, 2025 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

April 29, 2025 - October 22, 2025

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

HUNTERSVILLE, NC

Past

January 5, 2024 - April 30, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Huntersville, NC

Past

January 5, 2024 - April 30, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 21, 2023 - December 15, 2023

ALLY INVEST ADVISORS

RIA

CRD#: 170301

CHARLOTTE, NC

Past

November 21, 2023 - December 15, 2023

ALLY INVEST SECURITIES LLC

CRD#: 136131

Charlotte, NC

Past

July 17, 2023 - November 7, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MINNEAPOLIS, MN

Past

July 14, 2023 - November 7, 2023

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

December 8, 2021 - May 15, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

December 2, 2021 - May 15, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

February 6, 2017 - October 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CORNELIUS, NC

Past

June 29, 2016 - October 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CORNELIUS, NC

Past

September 16, 2015 - January 28, 2016

SCOTTRADE, INC.

CRD#: 8206

MIAMI, FL

Past

February 19, 2015 - September 1, 2015

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289

MIAMI, FL

Past

July 25, 2013 - February 4, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

October 6, 2010 - June 20, 2013

OFS SECURITIES, INC.

CRD#: 39615

HATO REY, PR

Past

December 21, 2009 - February 23, 2010

FIRST LEGACY SECURITIES, LLC

CRD#: 47079

SAN JUAN, PR

Past

August 10, 2009 - January 4, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SAN JUAN, PR

Past

June 25, 2008 - July 29, 2009

UNIVERSAL FINANCIAL SERVICES INC.

CRD#: 131558

GUAYNABO, PR

Past

October 17, 2006 - March 6, 2007

ORIENTAL FINANCIAL SERVICES LLC

CRD#: 29753

SAN JUAN, PR

Past

January 18, 2005 - May 2, 2006

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

HATO REY, PR

Past

June 10, 2002 - July 1, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 4, 2002 - June 13, 2002

R-G INVESTMENTS CORPORATION

CRD#: 113293

SAN JUAN, PR

Past

May 10, 2000 - February 26, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/14/2025)

Alaska
(11/17/2025)

Arkansas
(11/13/2025)

California
(11/12/2025)

Colorado
(11/13/2025)

Connecticut
(11/14/2025)

Delaware
(11/13/2025)

Florida
(11/14/2025)

Georgia
(11/13/2025)

Hawaii
(11/14/2025)

Idaho
(11/17/2025)

Indiana
(11/14/2025)

Iowa
(11/17/2025)

Kansas
(11/13/2025)

Louisiana
(11/14/2025)

Maine
(11/13/2025)

Maryland
(11/13/2025)

Massachusetts
(11/12/2025)

Michigan
(11/14/2025)

Mississippi
(11/17/2025)

Missouri
(11/13/2025)

Nebraska
(11/12/2025)

Nevada
(11/14/2025)

New Hampshire
(11/13/2025)

New Jersey
(11/13/2025)

New Mexico
(11/14/2025)

New York
(11/13/2025)

IAR

North Carolina
(11/12/2025)

North Carolina
(11/13/2025)

North Dakota
(11/17/2025)

Ohio
(11/13/2025)

Oklahoma
(11/17/2025)

Oregon
(11/16/2025)

Pennsylvania
(11/13/2025)

Rhode Island
(11/14/2025)

South Dakota
(11/13/2025)

Tennessee
(11/12/2025)

Texas
(11/17/2025)

Utah
(11/13/2025)

Vermont
(11/13/2025)

Virgin Islands
(11/17/2025)

Washington
(11/13/2025)

West Virginia
(11/14/2025)

Wisconsin
(11/13/2025)

Wyoming
(11/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/15/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/5/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eduardo J. Gelpi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo J Gelpi's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

EDELMAN FINANCIAL ENGINES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLY INVEST ADVISORS

ALLY INVEST SECURITIES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SCOTTRADE, INC.

OCEAN FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

OFS SECURITIES, INC.

FIRST LEGACY SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

UNIVERSAL FINANCIAL SERVICES INC.

ORIENTAL FINANCIAL SERVICES LLC

SAMUEL A. RAMIREZ & COMPANY, INC.

MORGAN STANLEY DW INC.

R-G INVESTMENTS CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2017

Series 63

Date: 11/15/2013

Series 99TO

Date: 1/5/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2000

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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