GD
Gary W. Decker
WEALTH ALLIANCE ADVISORY GROUP
Wichita, KS 67207
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CRD#: 3228205
GD
Professional summary
Gary Winfield Decker, who also goes by Gary W Decker, is a registered financial advisor currently at WEALTH ALLIANCE ADVISORY GROUP, LLC located in Wichita, Kansas and MUTUAL SECURITIES, INC. located in Wichita, Kansas.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gary has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary W Decker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WEALTH ALLIANCE ADVISORY GROUP, LLC., START DATE: 12/1/2017, 111 S. WHITTIER STREET, WICHITA, KS, LLC, RIA, PRESIDENT/CEO, WEALTH MANAGEMENT AND FINANCIAL ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Wealth Alliance Tax and Accounting, LLC., Start Date: 06/11/2024, 10585 E 21st Street N, Wichita, KS 67206, LLC, Tax and Accounting, Partner, Duties: None/Investor, 0 Hours per month, 0 Hours per day during trading hours. 3. Preferred Pension Solutions, LLC.- 50% Ownership, CEO & COO, Start Date: 07/01/2021, Location of the business: 10585 E 21st St. N. Wichita KS 67206, LLC, Retirement Plan Administration and Consulting, Retirement Plan Administration and Consulting, Owner, Business Development for Third Party Administration Business/Convert existing broker-dealer business to RUA, Investment Related, Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5. 4. DC Real Estate Group, LLC., Start Date: 11/30/2017, 10585 E 21 St N, Wichita, KS 67206, LLC-Partnership, Real Estate Holding LLC, Owner/Partner, This is an LLC that owns the building that houses our offices, It does not own any other assets, Not Investment Related, 0 Hours per month, 0 hours per day during trading hours. 5. Wealth Alliance Tax and Accounting LLC; Owner; Non Investment Related; Location: 10585 e 21st N. Wichita KS 67206; Start date: 2024-06-11; Description: Tax Prep and Accounting Services; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Gary Decker. 6. Carson Bank Board Member, Start Date: 01/01/2025, 122 W Main, Mulvane, KS 67110, Corporation, Community-focused Commercial Bank/Personal & Business Banking Services, Board Member, Provide Governance & Oversight to the Bank regarding strategic direction, regulatory duties, compliance, financial stability & stakeholder interests, Investment Related, 2 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Winfield Decker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2017 - Present
WEALTH ALLIANCE ADVISORY GROUP, LLC
Office #1: 10585 E 21st N, Wichita, KS 67207RIA
CRD#: 290329
Wichita, KS
Current
November 30, 2017 - Present
MUTUAL SECURITIES, INC.
Office #1: 10585 East 21st Street North, Wichita, KS 67206BD
CRD#: 13092
Wichita, KS
Past
July 30, 1999 - December 11, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WICHITA, KS
Past
June 23, 1999 - December 11, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ALLIANCE ADVISORY GROUP, LLC
ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC
CRD#: 290329 / SEC#: 801-112023
RIA
Registered Investment Advisory firm - (11/13/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/11/2017)
RR
Arizona(12/11/2017)
RR
Colorado(11/30/2017)
RR
Florida(11/30/2017)
RR
Illinois(11/30/2017)
IAR
Kansas(11/30/2017)
RR
Kansas(12/11/2017)
RR
Nebraska(12/11/2017)
RR
Oklahoma(11/30/2017)
RR
Texas(11/30/2017)
IAR
Texas(11/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEALTH ALLIANCE ADVISORY GROUP, LLC
ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC
CRD#: 290329 / SEC#: 801-112023
RIA
Registered Investment Advisory firm - (11/13/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10585 E 21st N, Wichita, KS 67207
Mailing Address
Phone number
(316) 221-3950
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 907 |
| AUM (Assets Under Management) | $ 803,756,168 |
Red Flags
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Company Information
WEALTH ALLIANCE ADVISORY GROUP, LLC
CRD#: 290329Wichita, KS 67207TRUST BUT VERIFY
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