Howard L. Perlroth
KESTRA ADVISORY SERVICES | Financial Advisor
Rockville, MD 20850
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CRD#: 3227638
Professional summary
Howard Lee Perlroth is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Rockville, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Rockville, Maryland.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Howard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
What are your service offerings?
Wealth Preservation Strategies
Retirement Income Strategies
Retirement Planning Strategies
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: GARTENHAUS WEALTH MANAGEMENT POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/11/2025 ADDRESS: 2400 Research Blvd, Ste 110, Rockville MD 20850, United States DESCRIPTION: Investment Advisory Services for clients, Managing Business & Staff Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/11/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CURA MANAGEMENT LLC POSITION: Owner NATURE: Purely administrative duties INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/11/2025 ADDRESS: 2400 Research Blvd, Ste 110, Rockville MD 20850, United States DESCRIPTION: This is where all of our operations are conducted. No investment advisory services, no planning. Purely administrative duties.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Lee Perlroth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2400 Research Blvd Suite 110, Rockville, MD 20850RIA
CRD#: 283330
Rockville, MD
Current
July 14, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2400 Research Blvd Suite 110, Rockville, MD 20850BD
CRD#: 42046
Rockville, MD
Past
February 3, 2017 - July 21, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Rockville, MD
Past
February 3, 2017 - July 21, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Rockville, MD
Past
April 18, 2016 - February 9, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
ROCKVILLE, MD
Past
June 17, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Rockville, MD
Past
May 30, 2013 - February 9, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Rockville, MD
Past
May 31, 2002 - May 1, 2013
STEBEN & COMPANY, LLC
BD
CRD#: 117808
ROCKVILLE, MD
Past
June 24, 1999 - June 5, 2002
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/14/2025)
RR
Arizona(7/14/2025)
RR
California(7/14/2025)
RR
Colorado(7/14/2025)
RR
Connecticut(7/14/2025)
RR
District of Columbia(7/14/2025)
RR
Florida(7/14/2025)
RR
Illinois(7/14/2025)
RR
Maine(7/14/2025)
RR
Maryland(7/14/2025)
IAR
Maryland(7/14/2025)
RR
Massachusetts(7/14/2025)
RR
New Mexico(7/14/2025)
RR
North Carolina(8/11/2025)
RR
Oregon(7/14/2025)
RR
Pennsylvania(7/14/2025)
RR
South Carolina(7/14/2025)
RR
Texas(7/14/2025)
IAR
Texas(7/14/2025)
RR
Virginia(7/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
Financial AdvisorCRD#: 283330Rockville, MD 20850TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
