Luke N. Fry
Professional summary
Luke Nelson Fry, who also goes by Luke N Fry, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Conshohocken, Pennsylvania.
Luke is registered as a RR (Registered Representative) and started their career in finance in 1999. Luke has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luke Nelson Fry's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2023 - Present
CANTOR FITZGERALD & CO.
Office #1: Millennium Corporate Center One 20 Ash Street Suite 350, Conshohocken, PA, 19428January 9, 2019 - January 26, 2023
NATALLIANCE SECURITIES, LLC
November 3, 2011 - December 27, 2018
AURIGA USA, LLC
May 27, 2010 - November 29, 2011
GFI SECURITIES LLC
April 8, 2009 - June 2, 2010
MIDSOUTH CAPITAL, INC.
December 17, 2007 - March 31, 2009
KNIGHT LIBERTAS LLC
August 25, 2006 - February 21, 2008
WAMU CAPITAL CORP.
October 30, 2000 - September 8, 2006
BANC OF AMERICA SECURITIES LLC
June 7, 1999 - August 31, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2023)
(2/2/2023)
(2/2/2023)
(10/26/2023)
(2/2/2023)
(10/26/2023)
(2/2/2023)
(2/1/2023)
(2/1/2023)
(2/2/2023)
(2/2/2023)
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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