David Leiner
Professional summary
David Leiner is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Brooklyn, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 10 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Leiner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2019 - Present
CELADON FINANCIAL GROUP LLC
Office #1: 5516 14th Avenue, Brooklyn, NY 11219December 18, 2018 - April 2, 2019
ALTERNATIVE EXECUTION GROUP
December 7, 2016 - December 14, 2018
J.H. DARBIE & CO., INC.
August 21, 2013 - August 8, 2014
QUASAR TRADING, LLC
October 22, 2009 - February 1, 2013
LEGEND TRADING, LLC
October 29, 2008 - December 2, 2016
LEGEND SECURITIES, INC.
March 7, 2006 - March 12, 2009
BELLEVUE CHICAGO, LLC
March 3, 2003 - September 4, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 19, 2002 - March 31, 2006
SPIKE FINANCIAL SERVICES, LLC
October 27, 1999 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2019)
(2/5/2025)
(2/23/2021)
(4/2/2019)
(4/2/2019)
(1/13/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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