David Leiner
Professional Summary
David Leiner is a registered financial advisor currently at CELADON FINANCIAL GROUP LLC located in Brooklyn, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 10 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 26 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM
Contact Information
Main Address
89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960Mailing Address
89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960Phone Number
(973) 701-8033Established
Delaware since 03/09/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
9Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/1/2019)
(2/5/2025)
(2/23/2021)
(4/2/2019)
(4/2/2019)
(1/2/2026)
(1/13/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Leiner's CRS (Customer Relationship Summary).
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