Seth A. Kamens

AWH FINANCIAL

BALA CYNWYD, PA 19004

CRD#: 3226079

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Professional summary

Seth Andrew Kamens, who also goes by Seth A Kamans, Seth A Kamens, is a registered financial advisor currently at AWH FINANCIAL, LLC located in Bala Cynwyd, Pennsylvania.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Seth has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Seth A Kamans | Seth A Kamens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Andrew Kamens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2026 - Present

AWH FINANCIAL, LLC

Office #1: One Belmont Avenue Suite 1000, Bala Cynwyd, PA 19004

RIA

CRD#: 285183

BALA CYNWYD, PA

Past

October 17, 2013 - November 12, 2015

4THOUGHT FINANCIAL GROUP INC.

RIA

CRD#: 162997

SYOSSET, NY

Past

October 1, 2013 - November 12, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

SYOSSET, NY

Past

September 18, 2012 - September 19, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW YORK, NY

Past

June 7, 2012 - September 19, 2013

LPL FINANCIAL LLC

CRD#: 6413

NEW YORK, NY

Past

May 15, 2009 - May 19, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 8, 2000 - July 16, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AWH FINANCIAL, LLC

CRD#: 285183 / SEC#: 801-128902

RIA

Registered Investment Advisory firm - (11/14/2023 Approved)

California

Registered Investment Advisory firm - (12/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (10/19/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/17/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/15/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2012

General Securities Representative Examination

Current Firm

AWH FINANCIAL, LLC

CRD#: 285183 / SEC#: 801-128902

RIA

Registered Investment Advisory firm - (11/14/2023 Approved)

California

Registered Investment Advisory firm - (12/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (10/19/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/17/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/17/2023 Terminated)

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Contact information

Main Address

One Belmont Avenue Suite 1000, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(610) 660-4283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWH FINANCIAL, LLC - ADV PART 2A SOLICITOR ONLY RIA BROCHURE (2/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Seth A. Kamens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Andrew Kamens's CRS (Customer Relationship Summary).

Certified licenses

Experience

4THOUGHT FINANCIAL GROUP INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

AWH FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/2025

Series 66

Date: 9/15/2012

Series 63

Date: 2/2/2001

SIE

Date: 11/12/2015

Series 7

Date: 6/6/2012

Current Firm

AWH FINANCIAL, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AWH FINANCIAL, LLC

TRUST BUT VERIFY

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