JP
Jeffrey L. Pettiford
FORT WASHINGTON INVESTMENT ADVISORS
Chicago, IL
Some features on this profile are disabled
CRD#: 3225642
JP
Professional summary
Jeffrey Louis Pettiford, who also goes by Jeffrey Louis Pettiford, Jeff Pettiford, Jeffrey Pettiford, is a registered financial advisor currently at FORT WASHINGTON INVESTMENT ADVISORS INC located in Chicago, Illinois and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Louis Pettiford | Jeff Pettiford | Jeffrey Pettiford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Touchstone Securities, Inc.; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; Broker-Dealer; Registered Representative; 05/2020; 160 per month; 140 during trading hours; Business Development
Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Vice President Relations; 05/2020; 160 per month; 140 during trading hours; Business Development and Client Services.
Business Name: CK School Foundation; Not investment related; Located at: 9235 S Hamilton Ave. Chicago IL; Nature: School; Position: Board Member; Start date: 1/1/2016; Approximately 0 hours per month with 0 hours during trading hours; Duties include: Advisory Board Members.
Business Name: Mercy Home for Boys and Girls; Not investment related; Located at: 1140 W. Jackson Blvd. Chicago IL; Nature of other business: Charity; Position: Board Member; Start date 1/1/2012; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member.
Business Name: J+K Development Partners LLC; Investment Related; Located at: Chicago Il; Nature: Real Estate Holding Company; Position: Member; Start date 1/2005; Approximately 0 hours per month with 0 during trading hours; Duties include: None.
Business Name: Blue Cap Foundation; Not investment related; Located at: 2155 Broadway Blue Island IL; Nature: Non-Profit Org Foundation; Position: Board Member; started: 5/1/2018; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Louis Pettiford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2020 - Present
FORT WASHINGTON INVESTMENT ADVISORS INC
RIA
CRD#: 107126
Chicago, IL
Current
July 13, 2020 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202BD
CRD#: 1526
Cincinnati, OH
Past
July 27, 2011 - September 5, 2013
WILLIAM BLAIR
RIA
CRD#: 1252
CHICAGO, IL
Past
July 27, 2011 - September 5, 2013
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Past
June 2, 2010 - June 15, 2011
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
CHICAGO, IL
Past
October 29, 2009 - May 21, 2010
FORESIDE DISTRIBUTION SOLUTIONS, LLC
BD
CRD#: 118787
PORTLAND, ME
Past
October 24, 2007 - October 2, 2009
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
CLEVELAND, OH
Past
October 22, 2007 - October 2, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Past
January 2, 2007 - October 9, 2007
COWEN EXECUTION SERVICES LLC
BD
CRD#: 35693
CHICAGO, IL
Past
September 26, 2003 - January 2, 2007
LYNCH, JONES & RYAN LLC
BD
CRD#: 3198
CHICAGO, IL
Past
September 5, 2001 - December 9, 2002
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
STAMFORD, CT
Past
November 17, 2000 - December 9, 2002
BURRIDGE GROUP LLC
RIA
CRD#: 106416
CHICAGO, IL
Past
May 24, 1999 - September 7, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FORT WASHINGTON INVESTMENT ADVISORS INC
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
RIA
Registered Investment Advisory firm - (9/14/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2020)
RR
Alaska(9/8/2020)
RR
Arizona(9/8/2020)
RR
Arkansas(9/8/2020)
RR
California(9/8/2020)
RR
Colorado(9/8/2020)
RR
Connecticut(9/8/2020)
RR
Delaware(9/8/2020)
RR
District of Columbia(9/8/2020)
RR
Florida(9/8/2020)
RR
Georgia(9/8/2020)
RR
Hawaii(9/8/2020)
RR
Idaho(9/8/2020)
RR
Illinois(8/3/2020)
RR
Indiana(9/8/2020)
RR
Iowa(9/8/2020)
RR
Kansas(9/8/2020)
RR
Kentucky(9/8/2020)
RR
Louisiana(9/8/2020)
RR
Maine(9/8/2020)
RR
Maryland(9/8/2020)
RR
Massachusetts(9/8/2020)
RR
Michigan(9/8/2020)
RR
Minnesota(9/8/2020)
RR
Mississippi(9/8/2020)
RR
Missouri(9/8/2020)
RR
Montana(9/8/2020)
RR
Nebraska(9/8/2020)
RR
Nevada(9/8/2020)
RR
New Hampshire(9/8/2020)
RR
New Jersey(9/8/2020)
RR
New Mexico(9/8/2020)
RR
New York(9/8/2020)
RR
North Carolina(9/8/2020)
RR
North Dakota(9/8/2020)
RR
Ohio(7/14/2020)
IAR
Ohio(8/16/2020)
RR
Oklahoma(9/8/2020)
RR
Oregon(9/8/2020)
RR
Pennsylvania(9/8/2020)
RR
Puerto Rico(9/8/2020)
RR
Rhode Island(9/8/2020)
RR
South Carolina(9/8/2020)
RR
South Dakota(9/8/2020)
RR
Tennessee(9/8/2020)
RR
Texas(9/8/2020)
RR
Utah(9/8/2020)
RR
Vermont(9/8/2020)
RR
Virgin Islands(9/8/2020)
RR
Virginia(9/8/2020)
RR
Washington(9/8/2020)
RR
West Virginia(9/8/2020)
RR
Wisconsin(9/8/2020)
RR
Wyoming(9/8/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FORT WASHINGTON INVESTMENT ADVISORS INC
FORT WASHINGTON INVESTMENT ADVISORS INC
CRD#: 107126 / SEC#: 801-37235
RIA
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Contact information
Main Address
303 Broadway Suite 1200, Cincinnati, OH 45202
Mailing Address
P.o. Box 2388, Cincinnati, OH 45201-2388
Phone number
(513) 361-7600
Established
Firm type
Fiscal year end
# of Employees
154
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,674 |
| AUM (Assets Under Management) | $ 84,948,848,163 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 11/04/2024 | ||
| 06/30/2023 | ||
| 11/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
