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FIRM PROFILE
Overview
TOUCHSTONE SECURITIES, INC. is located at 303 Broadway Suite 1100, Cincinnati, OH 45202 and was first established at Chicago, Nebraska in 02/27/1968. After operating for 58 years, TOUCHSTONE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOUCHSTONE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TOUCHSTONE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOUCHSTONE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOUCHSTONE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOUCHSTONE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TOUCHSTONE SECURITIES, INC. Comes From
Understanding the Statistics for TOUCHSTONE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
303 Broadway Suite 1100, Cincinnati, OH 45202
303 Broadway Suite 1100, Cincinnati, OH 45202
Medium
(513) 362-8000
Nebraska since 02/27/1968
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| IFS FINANCIAL SERVICES, INC. | SHAREHOLDER | ||
| AARTS, ERIK | VP, SENIOR FIXED INCOME STRATEGIST | 2556961 | |
| ALGE, BENJAMIN J | PRESIDENT | 6225581 | |
| BRAY, TIMOTHY ALLEN | DIVISIONAL VICE PRESIDENT | 1858477 | |
| CONNELLY, LINDSAY MICHELLE | AVP & ASSISTANT TREASURER | 7212999 | |
| COSTANZA, TIMOTHY JOHN | VP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT | 4471461 | |
| HERRON, SARAH SPARKS | SECRETARY | 6905684 | |
| JOHNSON, JAY VINCENT | VP, CORPORATE FINANCE AND TREASURER | 6607547 | |
| JONES, MICHAEL STEPHEN | ASSISTANT VICE PRESIDENT | 5537600 | |
| KOERNER, RICHARD MICHAEL | VP, SENIOR ETF SALES SPECIALIST | 2249223 | |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 | |
| MOCK, MARY TAYLOR | SVP & HEAD OF DISTRIBUTION | 5276399 | |
| MORSE, JULIE LYNN | SVP, MARKETING | 6743435 | |
| MUSGROVE, JOHN S | AVP - ASSISTANT TREASURER | 6607165 | |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 | |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 | |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE | 1327230 | |
| WIEDENHEFT, TERRIE ANN | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 2619213 | |
| WITTMAN, SCOTT | VICE PRESIDENT, TAX | 7679752 | |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
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Advisor's working at TOUCHSTONE SECURITIES, INC.
Dillon Parian Broderick
Timothy David Paulin
Timothy Allen Bray
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