Darlene De La Rosa Sammon
Professional Summary
Darlene De La Rosa Sammon, who also goes by Darlene Huang De La Rosa, Darlene Huang Delarosa, Darlene Delarosa, Darlene D Sammon, Darlene De La Rosa Stroble, is a registered financial advisor currently at EQT PARTNERS BD, LLC located in San Francisco, California. Darlene is registered as a RR (Registered Representative) and started their career in finance in 2000. Darlene has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Darlene Huang De La Rosa, Darlene Huang Delarosa, Darlene Delarosa, Darlene D Sammon, Darlene De La Rosa Stroble
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC
Contact Information
Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087Phone Number
(484) 531-7456Established
Delaware since 07/28/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Darlene De La Rosa Sammon's CRS (Customer Relationship Summary).
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