David L. Hein
Professional summary
David Lee Hein, who also goes by David Hein, Dave Hein, is a registered financial advisor currently at ENVESTNET PMC located in Berwyn, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lee Hein's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2017 - Present
ENVESTNET PMC
Office #1: 1000 Chesterbrook Boulevard , Suite 250, Berwyn, PA 19312October 17, 2016 - January 16, 2020
PORTFOLIO BROKERAGE SERVICES, INC.
April 1, 2011 - April 10, 2014
RAYMOND JAMES & ASSOCIATES, INC.
April 1, 2011 - April 10, 2014
RAYMOND JAMES & ASSOCIATES, INC.
December 11, 2008 - December 31, 2011
HOWE BARNES CAPITAL MANAGEMENT, INC.
July 20, 2005 - September 16, 2013
HOWE BARNES HOEFER & ARNETT, INC.
May 22, 2003 - March 2, 2005
SECURITIES AMERICA ADVISORS, INC.
December 9, 2002 - February 28, 2005
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/31/2017)
Exams
Current Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
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