Troy R. Schuster
CAPITAL INVESTMENT MANAGEMENT,
LEE'S SUMMIT, MO 64086
Some features on this profile are disabled
CRD#: 3222303
Professional summary
Troy Roland Schuster, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT MANAGEMENT, INC located in Lee's Summit, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Topeka, Kansas.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Troy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAPITAL INVESTMENT MANAGEMENT INSURANCE, 608 SW 3RD ST, LEE'S SUMMIT, MO, 10/2002 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, 1 HR/WK 0/TRADING. 2) CAPITAL TAX AND CONSULTING LLC, LEES SUMMIT MO, 01/2014, AS MEMBER. THEY WILL PERFORM SUCH DUTIES AS TAX RETURNS, ACCOUNTING, TAX ANALYSIS AND CONSULTING. THEY WILL SHARE OFFICE SPACE WITH CAPITAL INVESTMENT MANAGEMENT. I WILL NOT BE INVOLVED IN THE DAY TO DAY OPERATIONS OF THIS BUSINESS. 1 HR/WK, 1 HR/WK DURING TRADING. 3) MRH HOLDING LLC, 608 SW 3RD ST LEE'S SUMMIT MO, 2/2014, AS PRESIDENT. NIR, 2 HR/MO 0/TRADING. 4) MSG HOLDINGS LLC, 608 SW 3RD ST LEE'S SUMMIT MO, 10/2015, AS Owner. LLC BUYS AND MANAGES LEASED PROPERTY. NIR, 8 HR/MO - 4 HR/MO TRADING. 5) TROY SCHUSTER DBA KA-TET PERCUSSION, 414 N Winnebago, Lake Winnebago MO 64034, 08/20/2016, Owner, Arts/Performing Arts, NIR, 3 HR/MO - 0 HR/MO TRADING 6) CAPITAL INVESTMENT MANAGEMENT, 608 SW 3RD ST LEE'S SUMMIT MO, 11/2002, President, RIA Affiliation INV REL, 160 HR/MO 140/TRADING. 7) CHORAL GUILD OF KANSAS CITY, 501 NE 96th Terrace, Kansas City MO 64155, United States, 10/2025, President, Volunteer, INV REL, 2 HR/MO, 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Troy Roland Schuster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 24, 2003 - Present
CAPITAL INVESTMENT MANAGEMENT, INC
Office #1: 740 Nw Blue Parkway Suite 301, Lee's Summit, MO 64086RIA
CRD#: 113917
LEE'S SUMMIT, MO
Current
May 16, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1519 Sw Arrowhead Rd, Topeka, KS 66604Office #2: 608 Sw 3rd Street, Lees Summit, MO 64063BD
CRD#: 39543
Topeka, KS
Past
April 4, 2012 - October 9, 2012
ECUSA, LLC
RIA
CRD#: 157711
LEE'S SUMMIT, MO
Past
May 26, 2011 - October 21, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
LEES SUMMIT, MO
Past
November 1, 2002 - May 16, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LEES SUMMIT, MO
Past
May 31, 2001 - November 4, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LEES SUMMIT, MO
Past
March 30, 2001 - November 4, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
May 28, 1999 - April 4, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT MANAGEMENT, INC
CAPITAL INVESTMENT MANAGEMENT, INC
CRD#: 113917 / SEC#: 801-76972
RIA
Registered Investment Advisory firm - (8/13/2012 Approved)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/14/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/16/2011)
RR
Arkansas(5/16/2011)
RR
Colorado(8/8/2025)
RR
Florida(5/16/2011)
RR
Hawaii(5/16/2011)
RR
Illinois(5/16/2011)
IAR
Kansas(2/24/2003)
RR
Kansas(5/16/2011)
IAR
Missouri(2/26/2003)
RR
Missouri(5/16/2011)
RR
New Jersey(8/19/2022)
RR
North Carolina(1/3/2022)
RR
North Dakota(8/8/2025)
RR
Oklahoma(5/16/2011)
RR
Oregon(1/28/2022)
RR
Pennsylvania(1/4/2021)
RR
South Carolina(2/25/2014)
RR
Tennessee(9/23/2020)
RR
Texas(5/16/2011)
IAR
Texas(5/12/2017)
RR
Wyoming(3/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT MANAGEMENT, INC
CAPITAL INVESTMENT MANAGEMENT, INC
CRD#: 113917 / SEC#: 801-76972
RIA
Registered Investment Advisory firm - (8/13/2012 Approved)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/14/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
608 S.w. 3rd St., Lee's Summit, MO 64063
Mailing Address
Phone number
(816) 246-1212
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,057 |
| AUM (Assets Under Management) | $ 477,059,838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL INVESTMENT MANAGEMENT, INC
CRD#: 113917Lee's Summit, MO 64086TRUST BUT VERIFY
Monitor Troy Schuster
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
