Shannon D. Hogendorn
Professional summary
Shannon Daniel Hogendorn is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Des Moines, Iowa.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 1999. Shannon has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Daniel Hogendorn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2025 - Present
MISSIONSQUARE INVESTMENT SERVICES
October 20, 2021 - March 31, 2025
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 20, 2021 - March 31, 2025
VOYA FINANCIAL PARTNERS, LLC
March 17, 2015 - March 31, 2025
VOYA FINANCIAL ADVISORS, INC.
July 26, 2012 - March 17, 2015
SLD AMERICA EQUITIES, INC.
August 7, 2007 - July 9, 2012
DIRECTED SERVICES LLC
September 15, 2003 - August 27, 2007
CETERA INVESTMENT SERVICES LLC
May 11, 1999 - September 8, 2003
IDS LIFE INSURANCE COMPANY
May 11, 1999 - September 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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