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JL

Jason E. Lamacchia

TCW FUNDS DISTRIBUTORS
LOS ANGELES, CA 90071
CRD#: 3220627
Some features on this profile are disabled
JL
Jason Ernest LamacchiaTCW FUNDS DISTRIBUTORS

Professional summary

Jason Ernest Lamacchia is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Ernest Lamacchia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2025 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071
BD
CRD#: 16670
LOS ANGELES, CA
Past

June 30, 2021 - May 7, 2025

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Los Angeles, CA
Past

October 25, 2017 - September 4, 2018

ASSETMARK BROKERAGE, LLC

BD
CRD#: 169804
CONCORD, CA
Past

January 3, 2012 - August 6, 2015

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

November 6, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
SAN FRANCISCO, CA
Past

May 24, 2004 - December 31, 2009

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

October 2, 2000 - November 20, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 16, 1999 - September 19, 2000

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2025)
RR
Alaska
(5/16/2025)
RR
Arizona
(5/14/2025)
RR
Arkansas
(5/23/2025)
RR
California
(5/14/2025)
RR
Colorado
(5/15/2025)
RR
Connecticut
(5/8/2025)
RR
Delaware
(5/15/2025)
RR
District of Columbia
(6/13/2025)
RR
Florida
(5/12/2025)
RR
Georgia
(6/30/2025)
RR
Hawaii
(6/20/2025)
RR
Idaho
(5/12/2025)
RR
Illinois
(5/15/2025)
RR
Indiana
(5/15/2025)
RR
Iowa
(5/9/2025)
RR
Kansas
(5/16/2025)
RR
Kentucky
(5/15/2025)
RR
Louisiana
(5/14/2025)
RR
Maine
(5/8/2025)
RR
Maryland
(5/16/2025)
RR
Massachusetts
(5/8/2025)
RR
Michigan
(5/15/2025)
RR
Minnesota
(5/14/2025)
RR
Mississippi
(5/14/2025)
RR
Missouri
(5/9/2025)
RR
Montana
(5/15/2025)
RR
Nebraska
(5/9/2025)
RR
Nevada
(5/14/2025)
RR
New Hampshire
(5/20/2025)
RR
New Jersey
(5/15/2025)
RR
New Mexico
(5/15/2025)
RR
New York
(5/18/2025)
RR
North Carolina
(5/15/2025)
RR
North Dakota
(5/19/2025)
RR
Ohio
(5/8/2025)
RR
Oklahoma
(5/15/2025)
RR
Oregon
(5/19/2025)
RR
Pennsylvania
(5/8/2025)
RR
Puerto Rico
(6/2/2025)
RR
Rhode Island
(5/19/2025)
RR
South Carolina
(5/16/2025)
RR
South Dakota
(5/15/2025)
RR
Tennessee
(5/15/2025)
RR
Texas
(5/8/2025)
RR
Utah
(5/8/2025)
RR
Vermont
(5/14/2025)
RR
Virgin Islands
(5/20/2025)
RR
Virginia
(5/15/2025)
RR
Washington
(5/15/2025)
RR
West Virginia
(5/15/2025)
RR
Wisconsin
(5/13/2025)
RR
Wyoming
(5/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/15/2005
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TCW FUNDS DISTRIBUTORS LLC
KENTER SECURITIES CORPORATION | TCW FUNDS DISTRIBUTORS LLC | TCW FUNDS DISTRIBUTORS | TCW BROKERAGE SERVICES

CRD#: 16670 / SEC#: , 8-31114

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Loading...

Contact information

Main Address
515 South Flower Street, Los Angeles, CA 90071
Mailing Address
515 South Flower Street, Los Angeles, CA 90071
Phone number
(213) 244-0000
Established
Delaware since 04/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
THE TCW GROUP, INC.SOLE SHAREHOLDER
CAMPBELL, ROBERT NMNFINANCIAL REPORTING DIRECTOR/FINOP1349154
CARIERI, JOSEPH CARLMANAGER1223713
MAGPAYO, JOSEPH TCHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER2295294
MCCARTHY, GINAMANAGER4226460
VILLA, RICHARD MANUELCHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC.5586600
WERTS, FELICIA PANCHIEF COMPLIANCE OFFICER & SECRETARY6562508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670Los Angeles, CA 90071

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