Gabriela Grossman
Professional summary
Gabriela Grossman, who also goes by Gabriela Powell, is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.
Gabriela is registered as a RR (Registered Representative) and started their career in finance in 1999. Gabriela has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gabriela Grossman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2021 - Present
CAIS CAPITAL LLC
Office #1: 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 10022September 21, 1999 - November 29, 2013
OPPENHEIMER & CLOSE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2021)
(10/25/2021)
Exams
Series 7TO
Date: 10/9/2021
General Securities Representative ExaminationSeries 55
Date: 12/3/1999
Limited Representative-Equity Trader ExamSeries 28
Date: 8/14/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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