RM
Robert C. Meissner
KESTRA ADVISORY SERVICES
Clarence Center, NY 14032
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CRD#: 3219760
RM
Professional summary
Robert C Meissner III is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Clarence Center, New York and KESTRA INVESTMENT SERVICES, LLC located in Williamsville, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Cornerstone Capital Wealth Management, Inc Investment Related: Yes Address: 5895 Goodrich Road Clarence Center NY 14032 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: Managing Partner Start Date: 5/15/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Managing staff / Meeting with ClientsFinancial Planning / Insurance / investment advisory business Business Name: Kestra Advisory Services Investment Related: Yes Address: 5895 Goodrich Road Clarence Center NY 14032 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisory Representative Start Date: 5/15/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Asset Allocation rebalancing Reallocating Business Name: Globaltron Holdings, LLC Investment Related: Yes Address: 5895 Goodrich Road Clarence Center NY 14032 NOB: Real Estate POS: Partner Start Date: 5/15/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Property Management
CRS (Client Relationship Summary) - RIA
Click below to view Robert C Meissner III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5895 Goodrich Rd, Clarence Center, NY 14032RIA
CRD#: 283330
Clarence Center, NY
Current
May 14, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5635 Harris Hill Rd, Williamsville, NY 14221BD
CRD#: 42046
Williamsville, NY
Past
March 11, 2016 - May 19, 2021
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
Clarence Center, NY
Past
March 11, 2016 - May 19, 2021
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
Clarence Center, NY
Past
May 2, 2012 - March 17, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CLARENCE CENTER, NY
Past
April 12, 2007 - May 3, 2012
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CHEEKTOWAGA, NY
Past
May 3, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
May 3, 1999 - April 18, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WILLIAMSVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Delaware(5/16/2023)
RR
Florida(5/14/2021)
IAR
Florida(3/12/2025)
RR
New York(5/14/2021)
IAR
New York(5/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Clarence Center, NY 14032TRUST BUT VERIFY
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