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BR

Bryan M. Reed

ROTHSCHILD & CO REDBURN
New York, NY 10017
Some features on this profile are disabled
CRD#: 3218585
BR

Professional summary

Bryan Michael Reed SR, who also goes by Brian Michael Reed Sr, Brian Michael Reed, is a registered financial professional currently at ROTHSCHILD & CO REDBURN located in New York, New York.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 1999. Bryan has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Michael Reed Sr | Brian Michael Reed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Michael Reed SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2010 - Present

ROTHSCHILD & CO REDBURN

Office #1: 461 Fifth Avenue 15th Floor, New York, NY 10017
BD
CRD#: 140564
New York, NY
Past

September 9, 2003 - March 12, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

June 21, 2002 - March 12, 2010

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
SAN FRANCISCO, CA
Past

October 3, 2001 - January 28, 2002

HVA BROKERAGE SERVICES LLC

BD
CRD#: 113864
CHICAGO, IL
Past

July 26, 1999 - February 1, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 20, 1999 - June 10, 1999

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/28/2018)
RR
Alaska
(11/28/2018)
RR
Arizona
(11/28/2018)
RR
California
(11/28/2018)
RR
Colorado
(11/28/2018)
RR
Connecticut
(12/15/2017)
RR
Delaware
(12/15/2017)
RR
District of Columbia
(11/28/2018)
RR
Florida
(12/15/2017)
RR
Georgia
(12/15/2017)
RR
Illinois
(12/15/2017)
RR
Iowa
(11/28/2018)
RR
Kansas
(11/28/2018)
RR
Kentucky
(11/28/2018)
RR
Maryland
(11/28/2018)
RR
Massachusetts
(12/15/2017)
RR
Missouri
(11/28/2018)
RR
New Jersey
(8/25/2010)
RR
New York
(7/26/2010)
RR
Ohio
(11/29/2018)
RR
Oregon
(3/27/2019)
RR
Pennsylvania
(11/28/2018)
RR
Rhode Island
(12/15/2017)
RR
South Dakota
(11/28/2018)
RR
Texas
(11/28/2018)
RR
Utah
(11/28/2018)
RR
Virginia
(11/28/2018)
RR
Washington
(11/28/2018)
RR
Wisconsin
(12/15/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 8/18/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/13/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm

R&
ROTHSCHILD & CO REDBURN
REDBURN (USA) LLC | ROTHSCHILD & CO REDBURN | REDBURN PARTNERS (USA) LP | REDBURN ATLANTIC

CRD#: 140564 / SEC#: , 8-67320

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
461 Fifth Avenue 15th Floor, New York, NY 10017
Mailing Address
461 Fifth Avenue 15th Floor, New York, NY 10017
Phone number
(212) 803-7300
Established
Delaware since 04/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REDBURN (EUROPE) LIMITEDPARENT COMPANY
BRISTOWE, WILLIAM ROBERTHEAD OF US ACCESS AND REDBURN ATLANTIC US VICE CHAIRMAN1798670
CONNELLY, ARTHUR MARK JR.US HEAD OF ECM2056930
GORDON, BENJAMIN JAKECHIEF COMPLIANCE OFFICER6677911
JOSEPH, ROWAN MURRAYHEAD OF NORTH AMERICA5517410
KRZAK, ALEXANDER JACOBPRINCIPAL OPERATIONS OFFICER6349160
MCELLIGOTT, CASEY MEREDITHHEAD OF US EXECUTION4440554
SCHACKERT, CHRISTA MARYFINOP, PRINCIPAL FINANCIAL OFFICER4219093

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROTHSCHILD & CO REDBURN

CRD#: 140564New York, NY 10017

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