Stephen Nigel Cudjoe
Professional Summary
Stephen Nigel Cudjoe, who also goes by Stephen N Cudjoe, Stephen Cudjoe, Stephen Nigel Nigel Cudjoe, Steve Cudjoe, Stephen Moore, Steve Moore, is a registered financial advisor currently at ARCHIPELAGO SECURITIES L.L.C. located in Atlanta, Georgia and ARCHIPELAGO TRADING SERVICES, INC. located in Atlanta, Georgia. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 11 firms and has passed the Series 66, Series 63,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen N Cudjoe, Stephen Cudjoe, Stephen Nigel Nigel Cudjoe, Steve Cudjoe, Stephen Moore, Steve Moore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ARCHIPELAGO TRADING SERVICES, INC. | GLOBENET SECURITIES, INC. | FRAY MUNICIPAL SECURITIES, INC. | CORPORATE CAPITAL SECURITIES, INC.
Contact Information
Main Address
353 North Clark Street Suite 3200, Chicago, IL 60654Mailing Address
353 North Clark Street Suite 3200, Chicago, IL 60654Phone Number
(312) 836-6700Established
Florida since 09/07/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 1999About the Series 9 examSRO Registrations
SRO Registrations
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SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Nigel Cudjoe's CRS (Customer Relationship Summary).
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