Brian Landry Sowell
Professional Summary
Brian Landry Sowell is a registered financial advisor currently at ARCHIPELAGO TRADING SERVICES, INC. located in Atlanta, Georgia and ARCHIPELAGO SECURITIES L.L.C. located in Atlanta, Georgia. Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ARCHIPELAGO SECURITIES L.L.C. | REDIBOOK ECN LLC
Contact Information
Main Address
353 North Clark Street Suite #3200, Chicago, IL 60654Mailing Address
353 North Clark Street Suite #3200, Chicago, IL 60654Phone Number
(312) 836-6700Established
Delaware since 09/23/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Landry Sowell's CRS (Customer Relationship Summary).
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