William E. Fitzgerald
Professional summary
William Emmett Fitzgerald, who also goes by William Emmett Fitzgeraid, Emmett Fitzgerald, W Emmett Fitzgerald, W. Emmett Fitzgerald, Wemmett Fitzgerald, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Stamford, Connecticut.
William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 3, Series 31, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Emmett Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2015 - Present
FORESIDE FUND SERVICES, LLC
Office #1: One Station Place, Stamford, CT 06902March 4, 2014 - May 7, 2015
FUSION ANALYTICS SECURITIES LLC
January 5, 2009 - May 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 26, 2007 - May 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 2005 - May 14, 2007
COWEN EXECUTION SERVICES LLC
January 3, 2005 - January 18, 2005
TD PRIME SERVICES LLC
April 19, 2000 - August 6, 2004
PRUDENTIAL EQUITY GROUP, LLC
July 26, 1999 - March 24, 2000
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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