Craig L. Feldman
Professional summary
Craig Lawrence Feldman, who also goes by Craig Feldman, is a registered financial professional currently at PZENA FINANCIAL SERVICES, LLC located in New York, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2007. Craig has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Lawrence Feldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2026 - Present
PZENA FINANCIAL SERVICES, LLC
Office #1: 320 Park Avenue 8th Floor, New York, NY 10022June 18, 2024 - February 19, 2026
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
March 3, 2023 - April 5, 2024
NORTHERN LIGHTS DISTRIBUTORS, LLC
March 17, 2017 - March 1, 2023
ULTIMUS FUND DISTRIBUTORS, LLC
March 26, 2015 - August 11, 2016
PT ASSET MANAGEMENT, LLC
March 26, 2015 - August 11, 2016
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
October 26, 2010 - March 23, 2015
INVESCO ADVISERS, INC.
October 26, 2010 - March 23, 2015
INVESCO DISTRIBUTORS, INC.
September 24, 2010 - September 24, 2010
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 1, 2008 - July 12, 2010
UBS FINANCIAL SERVICES INC.
August 11, 2008 - July 12, 2010
UBS FINANCIAL SERVICES INC.
June 7, 2007 - July 25, 2008
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2026)
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Exams
FINRA
Current Firm
PZENA FINANCIAL SERVICES, LLC
CRD#: 169807 / SEC#: , 8-69390
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PZENA INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 106847 |
| ARNOLD, VALERIE RENE | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 3257541 |
| COFFEY, STEVEN MARK | CHIEF COMPLIANCE OFFICER | 7692630 |
| DORAN, JESSICA RYAN | CFO/FINOP | 6406095 |
| LIPSEY, WILLIAM LOUIS | CEO | 1553822 |
| TYNDALE, ELIZABETH WEISS | CO-HEAD OF NORTH AMERICAN DISTRIBUTION | 2666648 |
Red Flags
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