GM
Gene R. Maszy
TRUIST ADVISORY SERVICES
JACKSONVILLE, FL 32250
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CRD#: 3206334
GM
Professional summary
Gene Riley Maszy, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jacksonville, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jacksonville, Florida.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gene has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACTOR POSITION: Actor NATURE: Actor for print, TV and internet. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/04/2019 ADDRESS: Jacksonville FL, United States DESCRIPTION: Act in commercials and print for TV and the internet. I do not accept assignments for Financial Services companies. CLEANING UP TODAYS SOCIETY INC POSITION: Board Member NATURE: Not for profit organization focusing on the mentorship of at risk youth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2022 ADDRESS: Jacksonville FL, United States DESCRIPTION: Board oversight of organization and fundraising.
CRS (Client Relationship Summary) - RIA
Click below to view Gene Riley Maszy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3720 S 3rd St, Jacksonville, FL 32250RIA
CRD#: 283390
JACKSONVILLE, FL
Current
July 28, 2009 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 741 Duval Station Rd, Jacksonville, FL 32218Office #2: 1620 Margaret St, Jacksonville, FL 32204Office #3: 3720 3rd St S, Jacksonville, FL 32250Office #4: 2730 Race Track Rd, Jacksonville, FL 32259Office #5: 363 Atlantic Blvd Ste 16, Atlantic Beach, FL 32233Office #6: 5258 Nowood Ave Unit 15, Jacksonville, FL 32208BD
CRD#: 17499
Jacksonville, FL
Past
August 4, 2009 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ORANGE PARK, FL
Past
November 5, 2004 - July 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
JACKSONVILLE, FL
Past
November 3, 2004 - July 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
JACKSONVILLE, FL
Past
April 28, 2000 - November 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
PONTE VEDRA BEACH, FL
Past
April 28, 2000 - November 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
April 26, 1999 - April 7, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/9/2018)
RR
California(9/19/2019)
RR
Delaware(11/1/2022)
RR
Florida(8/4/2009)
IAR
Florida(8/18/2016)
RR
Georgia(7/29/2009)
RR
Illinois(10/1/2018)
RR
Kansas(10/5/2018)
RR
Maine(1/15/2019)
RR
Maryland(1/15/2021)
RR
Massachusetts(2/4/2020)
RR
Mississippi(10/4/2018)
RR
Missouri(10/2/2018)
RR
New Hampshire(12/10/2019)
RR
New Jersey(1/7/2020)
RR
New York(10/2/2018)
RR
North Carolina(10/2/2018)
RR
Ohio(1/8/2020)
RR
Pennsylvania(12/10/2019)
RR
South Carolina(10/3/2018)
RR
Tennessee(10/2/2018)
RR
Texas(10/5/2018)
RR
Virginia(7/29/2009)
RR
Wisconsin(10/5/2018)
RR
Wyoming(12/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jacksonville, FL 32250TRUST BUT VERIFY
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