Gene R. Maszy
Professional summary
Gene Riley Maszy, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jacksonville, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jacksonville, Florida.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gene has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gene Riley Maszy's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3720 S 3rd St, Jacksonville, FL 32250July 28, 2009 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 741 Duval Station Rd, Jacksonville, FL 32218Office #2: 1620 Margaret St, Jacksonville, FL 32204Office #3: 3720 3rd St S, Jacksonville, FL 32250Office #4: 2730 Race Track Rd, Jacksonville, FL 32259Office #5: 363 Atlantic Blvd Ste 16, Atlantic Beach, FL 32233Office #6: 5258 Nowood Ave Unit 15, Jacksonville, FL 32208August 4, 2009 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 5, 2004 - July 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 3, 2004 - July 9, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 28, 2000 - November 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 28, 2000 - November 1, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 26, 1999 - April 7, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2018)
(9/19/2019)
(11/1/2022)
(8/4/2009)
(8/18/2016)
(7/29/2009)
(10/1/2018)
(10/5/2018)
(1/15/2019)
(1/15/2021)
(2/4/2020)
(10/4/2018)
(10/2/2018)
(12/10/2019)
(1/7/2020)
(10/2/2018)
(10/2/2018)
(1/8/2020)
(12/10/2019)
(10/3/2018)
(10/2/2018)
(10/5/2018)
(7/29/2009)
(10/5/2018)
(12/9/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jacksonville, FL 32250TRUST BUT VERIFY
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