HA
Haitham A. Al-sayed
SATURNA CAPITAL
Irvine, CA
Some features on this profile are disabled
CRD#: 3205506
HA
Professional summary
Haitham A Al-sayed, who also goes by Haitham A Al-sayed, Haitham A Alsayed, is a registered financial advisor currently at SATURNA CAPITAL CORPORATION located in Irvine, California and SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.
Haitham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Haitham has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Haitham A Al-Sayed | Haitham A Alsayed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of 2/1/2015 I am joint owner of a rental property, located at 318 E Fenton Ave, Salt Lake City, Utah 84115. I devote approximately 1 hour per month to this activity, none during securities trading hours. As of 10/1/2011 I am joint owner of a rental property, located at 1411 E Orangewood Ave #223, Phoenix, AZ 85018. I devote approximately 1 hour per month to this activity, none during securities trading hours. As of 1/1/2001 I am a joint owner of a rental property, located at 4401 N 40th St #4, Phoenix, AZ 85018. I devote approximately 1 hour per month to this activity, none during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Haitham A Al-sayed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
SATURNA CAPITAL CORPORATION
RIA
CRD#: 25586
Irvine, CA
Current
August 15, 2023 - Present
SATURNA BROKERAGE SERVICES, INC
Office #1: 1300 N. State Street, Bellingham, WA 98225-4730BD
CRD#: 18437
BELLINGHAM, WA
Past
June 10, 2022 - April 27, 2023
WAHED
RIA
CRD#: 242793
Irvine, CA
Past
August 11, 2016 - March 18, 2022
SATURNA CAPITAL CORPORATION
RIA
CRD#: 25586
BELLINGHAM, WA
Past
August 11, 2016 - March 18, 2022
SATURNA BROKERAGE SERVICES, INC
BD
CRD#: 18437
BELLINGHAM, WA
Past
April 29, 2014 - April 19, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
NEWPORT BEACH, CA
Past
April 29, 2014 - April 19, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEWPORT BEACH, CA
Past
January 3, 2011 - March 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEWPORT BEACH, CA
Past
January 3, 2011 - March 26, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEWPORT BEACH, CA
Past
November 20, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
IRVINE, CA
Past
October 14, 2003 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
IRVINE, CA
Past
August 16, 1999 - October 26, 1999
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SATURNA CAPITAL CORPORATION
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
RIA
Registered Investment Advisory firm - FINRA (10/30/1989 Approved)BD
Terminated by FINRA on 11/02/1990
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/11/2023)
RR
Alaska(10/20/2023)
RR
Arizona(10/17/2023)
IAR
Arizona(10/21/2025)
RR
Arkansas(10/13/2023)
IAR
California(9/27/2023)
RR
California(10/10/2023)
RR
Colorado(10/11/2023)
IAR
Colorado(10/2/2025)
RR
Connecticut(10/10/2023)
RR
Delaware(10/19/2023)
IAR
Delaware(10/2/2025)
RR
District of Columbia(10/11/2023)
RR
Florida(10/11/2023)
IAR
Florida(12/12/2023)
RR
Georgia(10/12/2023)
IAR
Georgia(10/12/2023)
RR
Hawaii(10/13/2023)
RR
Idaho(10/12/2023)
IAR
Illinois(9/27/2023)
RR
Illinois(10/19/2023)
RR
Indiana(10/11/2023)
IAR
Indiana(10/17/2023)
RR
Iowa(10/16/2023)
RR
Kansas(10/10/2023)
RR
Kentucky(10/10/2023)
IAR
Kentucky(10/2/2025)
RR
Louisiana(10/13/2023)
RR
Maine(10/10/2023)
IAR
Maryland(9/27/2023)
RR
Maryland(10/11/2023)
RR
Massachusetts(10/10/2023)
IAR
Michigan(9/27/2023)
RR
Michigan(10/12/2023)
RR
Minnesota(10/10/2023)
RR
Mississippi(10/12/2023)
RR
Missouri(10/10/2023)
RR
Montana(10/11/2023)
RR
Nebraska(10/10/2023)
IAR
Nevada(10/6/2023)
RR
Nevada(10/16/2023)
RR
New Hampshire(10/12/2023)
RR
New Jersey(12/19/2023)
IAR
New Jersey(10/2/2025)
RR
New Mexico(10/11/2023)
IAR
New York(9/27/2023)
RR
New York(10/12/2023)
RR
North Carolina(10/10/2023)
IAR
North Carolina(10/3/2025)
RR
North Dakota(10/16/2023)
IAR
Ohio(9/28/2023)
RR
Ohio(10/10/2023)
RR
Oklahoma(10/11/2023)
RR
Oregon(10/13/2023)
RR
Pennsylvania(10/11/2023)
IAR
Pennsylvania(10/3/2025)
RR
Puerto Rico(10/18/2023)
RR
Rhode Island(10/12/2023)
RR
South Carolina(10/11/2023)
IAR
South Carolina(10/6/2025)
RR
South Dakota(10/10/2023)
RR
Tennessee(10/11/2023)
IAR
Texas(9/27/2023)
RR
Texas(10/11/2023)
RR
Utah(10/11/2023)
RR
Vermont(10/11/2023)
IAR
Virginia(9/27/2023)
RR
Virginia(10/12/2023)
IAR
Washington(9/27/2023)
RR
Washington(10/11/2023)
RR
West Virginia(10/12/2023)
RR
Wisconsin(10/11/2023)
RR
Wyoming(10/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SATURNA CAPITAL CORPORATION
EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION
CRD#: 25586 / SEC#: 801-35428, 8-41998
RIA
Registered Investment Advisory firm - FINRA (10/30/1989 Approved)BD
Terminated by FINRA on 11/02/1990
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Contact information
Main Address
1300 N State St., Bellingham, WA 98225-4730
Mailing Address
Phone number
(360) 734-9900
Established
Washington since 07/25/1989
Firm type
Corporation
Fiscal year end
June
# of Employees
83
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 8,624,828,208 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
