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FIRM PROFILE
Overview
SATURNA BROKERAGE SERVICES, INC is located at 1300 N. State Street, Bellingham, WA 98225-4730 and was first established at Denver, Washington in 07/21/1986. After operating for 39 years, SATURNA BROKERAGE SERVICES, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SATURNA BROKERAGE SERVICES, INC’s clients are individuals and 0% of their clients are high net worth individuals. SATURNA BROKERAGE SERVICES, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SATURNA BROKERAGE SERVICES, INC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SATURNA BROKERAGE SERVICES, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SATURNA BROKERAGE SERVICES, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SATURNA BROKERAGE SERVICES, INC Comes From
Understanding the Statistics for SATURNA BROKERAGE SERVICES, INC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1300 N. State Street, Bellingham, WA 98225-4730
1300 N. State Street, Bellingham, WA 98225-4730
Small
(360) 734-1266
Washington since 07/21/1986
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SATURNA CAPITAL CORPORATION | 100% OWNER | ||
| CARTEN, JANE KAISER | DIRECTOR | 2929087 | |
| CARTEN, JANE KAISER | CEO AND PRESIDENT | 2929087 | |
| FANKHAUSER, CHRISTOPHER REED | COO | 2857015 | |
| FANKHAUSER, CHRISTOPHER REED | DIRECTOR | 2857015 | |
| HANNA, KALEN MARTIN | CFO | 5710886 | |
| HANNA, KALEN MARTIN | TREASURER | 5710886 | |
| HANNA, KALEN MARTIN | DIRECTOR | 5710886 | |
| STEWART, JACOB ANDREW | CCO AND AML OFFICER | 5456089 |
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Advisor's working at SATURNA BROKERAGE SERVICES, INC
Marybeth E Swisher
Patrick Lucas Topor-madry
John Alfred Corrieri
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