Todd D. Calamita
CALAMITA WEALTH MANAGEMENT
CHARLOTTE, NC 28210
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CRD#: 3204341
Professional summary
Todd Douglas Calamita, CFP® is a registered financial advisor currently at CALAMITA WEALTH MANAGEMENT located in Charlotte, North Carolina.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Todd has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
The CFP® certification is granted by Certified Financial Planner Board of Standards, Inc. (CFP Board). To attain the certification, the candidate must complete the required educational, examination and experience requirements set forth by CFP Board. Certain designations, such as the CPA, CFA and others may satisfy the education component, and allow a candidate to sit for the CFP® Certification Examination. The Examination tests the candidate’s ability to apply financial planning knowledge to client situations. The 10-hour exam is divided into three separate sessions over a 2-day period. At least 3 years of qualifying full-time work experience are required for certification. Qualifying experience includes work in the area of the delivery of the personal financial planning process to clients, the direct support or supervision of others in the personal financial planning process, or teaching all, or any portion, of the personal financial planning process.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Retirement Income Management
Divorce Planning
Education Planning
Social Security Planning
Insurance Planning
Investment Planning
Estate Planning
Life Transitions
Retirement Planning
Do you have an area of expertise or specialization?
Baby Boomers
Divorce Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM AN OWNER OF A REAL ESTATE HOLDING COMPANY. ANTOINETTE PROPERTIES PO BOX 33548 CHARLOTTE, NC 28233. I STARTED 4/1/05 AND NO PROJECTED END DATE. I DEVOTE APPROXIMATELY 5 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Douglas Calamita's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 9, 2010 - Present
CALAMITA WEALTH MANAGEMENT
Office #1: 6135 Park South Drive Suite 510, Charlotte, NC 28210RIA
CRD#: 153316
CHARLOTTE, NC
Past
July 9, 2010 - May 29, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
CHARLOTTE, NC
Past
March 10, 2005 - July 12, 2010
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
CHARLOTTE, NC
Past
March 10, 2005 - July 12, 2010
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
CHARLOTTE, NC
Past
February 1, 2005 - March 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
June 15, 2002 - March 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 11, 1999 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CALAMITA WEALTH MANAGEMENT
CALAMITA WEALTH MANAGEMENT | TDC ADVISORS, INC. | CHIROPRACTIC WEALTH MANAGEMENT | CALAMITA WEALTH MANAGEMENT, INC. | CALAMITA WEALTH MANAGEMENT INC. | CALAMITA WEALTH MANAGEMENT INC
CRD#: 153316 / SEC#: 801-128939
RIA
Registered Investment Advisory firm - (10/23/2023 Approved)North Carolina
Registered Investment Advisory firm - (10/30/2023 Terminated)Ohio
Registered Investment Advisory firm - (10/30/2023 Terminated)South Carolina
Registered Investment Advisory firm - (10/27/2023 Terminated)Texas
Registered Investment Advisory firm - (11/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/13/2010)
IAR
Texas(7/9/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CALAMITA WEALTH MANAGEMENT
CALAMITA WEALTH MANAGEMENT | TDC ADVISORS, INC. | CHIROPRACTIC WEALTH MANAGEMENT | CALAMITA WEALTH MANAGEMENT, INC. | CALAMITA WEALTH MANAGEMENT INC. | CALAMITA WEALTH MANAGEMENT INC
CRD#: 153316 / SEC#: 801-128939
RIA
Registered Investment Advisory firm - (10/23/2023 Approved)North Carolina
Registered Investment Advisory firm - (10/30/2023 Terminated)Ohio
Registered Investment Advisory firm - (10/30/2023 Terminated)South Carolina
Registered Investment Advisory firm - (10/27/2023 Terminated)Texas
Registered Investment Advisory firm - (11/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6135 Park South Drive Suite 510, Charlotte, NC 28210
Mailing Address
Phone number
(704) 276-7325
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 371 |
| AUM (Assets Under Management) | $ 124,492,633 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
