Terry L. Davis
Professional summary
Terry Lee Davis is a registered financial professional currently at HARTFORD FUNDS DISTRIBUTORS, LLC located in Glen Allen, Virginia.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1999. Terry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Lee Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2018 - Present
HARTFORD FUNDS DISTRIBUTORS, LLC
June 4, 2012 - May 3, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 2, 2009 - May 24, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 5, 2005 - August 18, 2009
LPL FINANCIAL LLC
June 3, 2002 - August 11, 2005
WEDBUSH SECURITIES INC.
April 27, 1999 - June 12, 2002
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2025)
(5/11/2018)
(6/7/2021)
(2/22/2024)
(5/14/2018)
Exams
FINRA
Current Firm
HARTFORD FUNDS DISTRIBUTORS, LLC
CRD#: 45995 / SEC#: 801-53584, 8-51290
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTFORD FUNDS MANAGEMENT GROUP, INC | OWNER OF HARTFORD FUNDS DISTRIBUTORS, LLC | |
| DIVALERIO, ANDREW | FINOP, CONTROLLER, VICE PRESIDENT | 7634048 |
| FROST, GREGORY A. | CHAIRMAN OF THE BOARD, SR. MANAGING DIRECTOR | 2864924 |
| FURLONG, AMY NICOLE | CHIEF FINANCIAL OFFICER, BOARD MANAGER, EXECUTIVE VICE PRESIDENT | 4835814 |
| GARGER, WALTER FRANCIS | GENERAL COUNSEL AND MANAGING DIRECTOR | 4753411 |
| JEFFERSON, KERAYA SHERIE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5046523 |
| JORENS, KATHLEEN E | TREASURER, SENIOR VICE PRESIDENT | 6145607 |
| MACKAY, JONATHAN ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT | 3136624 |
| MELCHER, JOSEPH GARY | AML OFFICER, EXECUTIVE VICE PRESIDENT | 3152206 |
| SWANSON, MARTIN ALLEN | CHIEF MARKETING OFFICER, VICE PRESIDENT | 1414020 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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