Marc R. Harold
Professional summary
Marc Ryan Harold, who also goes by Marc Harold, is a registered financial professional currently at CITADEL SECURITIES INSTITUTIONAL LLC located in New York, New York and CITADEL SECURITIES LLC located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1999. Marc has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, Series 79TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Ryan Harold's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2017 - Present
CITADEL SECURITIES INSTITUTIONAL LLC
Office #1: 425 Park Avenue, New York, NY 10022June 27, 2017 - Present
CITADEL SECURITIES LLC
Office #1: 425 Park Avenue, New York, NY 10022March 29, 2023 - September 19, 2023
PALAFOX TRADING LLC
March 29, 2023 - September 19, 2023
CITADEL CLEARING LLC
December 12, 2005 - June 20, 2017
UBS SECURITIES LLC
October 6, 2003 - December 20, 2005
ADVEST, INC.
July 1, 2002 - December 20, 2005
ADVEST, INC.
April 1, 1999 - May 29, 2002
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(6/27/2017)
(11/26/2024)
(6/27/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 11/24/2003
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
