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Brian D. Beldham

CETERA INVESTMENT ADVISERS
EL SEGUNDO, CA 90245
CRD#: 3200052
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BB
Brian D BeldhamCETERA INVESTMENT ADVISERS

Professional summary

Brian D Beldham, who also goes by Brian David Beldham, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 17 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian David Beldham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian D Beldham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 1, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
RIA
CRD#: 105644
EL SEGUNDO, CA
Current

March 31, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 15340
El Segundo, CA
Current

March 31, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 13572
El Segundo, CA
Current

March 31, 2026 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10358
El Segundo, CA
Current

March 31, 2026 - Present

CETERA ADVISORS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10299
El Segundo, CA
Past

May 18, 2023 - April 16, 2025

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
LOS ANGELES, CA
Past

January 31, 2022 - May 23, 2023

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

January 31, 2022 - May 23, 2023

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

January 25, 2022 - May 23, 2023

SYMPHONIC FINANCIAL ADVISORS LLC

RIA
CRD#: 135603
Los Angeles, CA
Past

January 25, 2022 - May 23, 2023

RBC ROCHDALE, LLC

RIA
CRD#: 117198
Los Angeles, CA
Past

April 16, 2015 - January 8, 2019

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

April 16, 2015 - January 8, 2019

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

RIA
CRD#: 103705
LOS ANGELES, CA
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

August 11, 2011 - November 5, 2012

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA
CRD#: 108258
LOS ANGELES, CA
Past

August 10, 2011 - November 5, 2012

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

November 12, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

November 4, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 27, 2006 - December 23, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA
CRD#: 104790
BOSTON, MA
Past

March 20, 2006 - November 13, 2009

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
EL SEGUNDO, CA
Past

February 6, 2006 - March 21, 2006

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

July 24, 2000 - March 21, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 7, 1999 - June 8, 2000

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/29/2026)
RR
Alaska
(5/8/2026)
RR
Arizona
(4/29/2026)
RR
Arkansas
(4/29/2026)
RR
California
(4/29/2026)
IAR
California
(6/1/2026)
RR
Colorado
(4/29/2026)
RR
Connecticut
(4/29/2026)
RR
Delaware
(4/29/2026)
RR
District of Columbia
(4/29/2026)
RR
Florida
(4/29/2026)
RR
Georgia
(4/29/2026)
RR
Hawaii
(4/29/2026)
RR
Idaho
(4/29/2026)
RR
Illinois
(4/29/2026)
RR
Indiana
(4/29/2026)
RR
Iowa
(4/29/2026)
RR
Kansas
(4/29/2026)
RR
Kentucky
(4/29/2026)
RR
Louisiana
(4/29/2026)
RR
Maine
(4/29/2026)
RR
Maryland
(4/29/2026)
RR
Massachusetts
(5/8/2026)
RR
Michigan
(4/29/2026)
RR
Minnesota
(4/29/2026)
RR
Mississippi
(4/29/2026)
RR
Missouri
(4/29/2026)
RR
Montana
(4/29/2026)
RR
Nebraska
(4/30/2026)
RR
Nevada
(5/8/2026)
RR
New Hampshire
(4/29/2026)
RR
New Jersey
(4/29/2026)
RR
New Mexico
(4/29/2026)
RR
New York
(4/29/2026)
RR
North Carolina
(4/30/2026)
RR
North Dakota
(4/29/2026)
RR
Ohio
(4/30/2026)
RR
Oklahoma
(4/29/2026)
RR
Oregon
(5/8/2026)
RR
Pennsylvania
(4/29/2026)
RR
Puerto Rico
(4/29/2026)
RR
Rhode Island
(4/29/2026)
RR
South Carolina
(4/29/2026)
RR
South Dakota
(4/29/2026)
RR
Tennessee
(4/29/2026)
RR
Texas
(4/29/2026)
RR
Utah
(5/8/2026)
RR
Vermont
(4/29/2026)
RR
Virgin Islands
(4/29/2026)
RR
Virginia
(5/4/2026)
RR
Washington
(5/1/2026)
RR
West Virginia
(5/8/2026)
RR
Wisconsin
(4/29/2026)
RR
Wyoming
(4/29/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/4/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/9/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644El Segundo, CA 90245

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