AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BB

Brian D. Beldham

CETERA INVESTMENT SERVICES
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 3200052
BB

Professional summary

Brian D Beldham, who also goes by Brian David Beldham, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 16 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian David Beldham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian D Beldham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 15340
El Segundo, CA
Current

March 31, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 13572
El Segundo, CA
Current

March 31, 2026 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10358
El Segundo, CA
Current

March 31, 2026 - Present

CETERA ADVISORS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245
BD
CRD#: 10299
El Segundo, CA
Past

May 18, 2023 - April 16, 2025

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
LOS ANGELES, CA
Past

January 31, 2022 - May 23, 2023

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

January 31, 2022 - May 23, 2023

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

January 25, 2022 - May 23, 2023

SYMPHONIC FINANCIAL ADVISORS LLC

RIA
CRD#: 135603
Los Angeles, CA
Past

January 25, 2022 - May 23, 2023

RBC ROCHDALE, LLC

RIA
CRD#: 117198
Los Angeles, CA
Past

April 16, 2015 - January 8, 2019

SYMPHONIC SECURITIES LLC

BD
CRD#: 139512
NEW YORK, NY
Past

April 16, 2015 - January 8, 2019

CNR SECURITIES, LLC

BD
CRD#: 18466
NEW YORK, NY
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

RIA
CRD#: 103705
LOS ANGELES, CA
Past

November 14, 2012 - May 23, 2023

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

August 11, 2011 - November 5, 2012

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

RIA
CRD#: 108258
LOS ANGELES, CA
Past

August 10, 2011 - November 5, 2012

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
LOS ANGELES, CA
Past

November 12, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

November 4, 2009 - August 10, 2011

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 27, 2006 - December 23, 2009

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA
CRD#: 104790
BOSTON, MA
Past

March 20, 2006 - November 13, 2009

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
EL SEGUNDO, CA
Past

February 6, 2006 - March 21, 2006

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

July 24, 2000 - March 21, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 7, 1999 - June 8, 2000

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/31/2026)
RR
Alaska
(3/31/2026)
RR
Arizona
(3/31/2026)
RR
Arkansas
(3/31/2026)
RR
California
(3/31/2026)
RR
Colorado
(3/31/2026)
RR
Connecticut
(3/31/2026)
RR
Delaware
(3/31/2026)
RR
District of Columbia
(3/31/2026)
RR
Florida
(3/31/2026)
RR
Georgia
(3/31/2026)
RR
Hawaii
(3/31/2026)
RR
Idaho
(3/31/2026)
RR
Illinois
(3/31/2026)
RR
Indiana
(3/31/2026)
RR
Iowa
(3/31/2026)
RR
Kansas
(3/31/2026)
RR
Kentucky
(3/31/2026)
RR
Louisiana
(3/31/2026)
RR
Maine
(3/31/2026)
RR
Maryland
(3/31/2026)
RR
Massachusetts
(3/31/2026)
RR
Michigan
(3/31/2026)
RR
Minnesota
(3/31/2026)
RR
Mississippi
(3/31/2026)
RR
Missouri
(3/31/2026)
RR
Montana
(3/31/2026)
RR
Nebraska
(3/31/2026)
RR
Nevada
(3/31/2026)
RR
New Hampshire
(3/31/2026)
RR
New Jersey
(3/31/2026)
RR
New Mexico
(3/31/2026)
RR
New York
(3/31/2026)
RR
North Carolina
(3/31/2026)
RR
North Dakota
(3/31/2026)
RR
Ohio
(3/31/2026)
RR
Oklahoma
(3/31/2026)
RR
Oregon
(3/31/2026)
RR
Pennsylvania
(3/31/2026)
RR
Puerto Rico
(3/31/2026)
RR
Rhode Island
(3/31/2026)
RR
South Carolina
(3/31/2026)
RR
South Dakota
(3/31/2026)
RR
Tennessee
(3/31/2026)
RR
Texas
(3/31/2026)
RR
Utah
(3/31/2026)
RR
Vermont
(3/31/2026)
RR
Virgin Islands
(3/31/2026)
RR
Virginia
(3/31/2026)
RR
Washington
(3/31/2026)
RR
West Virginia
(3/31/2026)
RR
Wisconsin
(3/31/2026)
RR
Wyoming
(3/31/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/4/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/4/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/9/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CETERA ADVISORS LLC
CETERA ADVISORS LLC | MULTI-FINANCIAL SECURITIES CORPORATION | MAGIS FINANCIAL PARTNERS | FIRST ALLIED SECURITIES

CRD#: 10299 / SEC#: 801-33020, 8-26892

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5299 Dtc Blvd #800 Suite 800, Greenwood Village, IL 80111
Mailing Address
400 First Street South Suite 300, Saint Cloud, MN 56301
Phone number
(800) 929-3485
Established
Delaware since 08/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,138

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CETERA ADVISORS LLC ADV 2A AND APPENDIX 1 (3/28/2024)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER
ARNOLD, SUMMER SELTZERVICE PRESIDENT2954103
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
DEL VALLE, ELISA ANNE-MARIEVICE PRESIDENT4807911
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HALLORAN, THOMAS WILLIAMCHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER1921834
HOLWEGER, KIMBERLEYCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERMANAGER2799860
MCCALLOP, PATRICIA RUTHERFORDBROKER DEALER CHIEF COMPLIANCE OFFICER5059176
MERRILL, GARRETT JAMESVICE PRESIDENT4306692
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
NEARY, JOSEPH DANIELMANAGER AND VICE PRESIDENT2993505
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYVICE PRESIDENT2272183
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846
VOGEL, RICHARD CHARLESVICE PRESIDENT4024999

Regulatory assets under management

Total Number of Accounts81,652
AUM (Assets Under Management)$ 21,989,347,265

Disclosures

Regulatory Event15
Civil Event1
Arbitration7

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA ADVISORS LLC

CRD#: 10299El Segundo, CA 90245

TRUST BUT VERIFY

Monitor Brian Beldham

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.