Darren Lampert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Lampert, who also goes by Darren N Lampert, Darren Neil Lampert, Darren Niel Lampert, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1999. Darren had worked at 9 firms and has passed the Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
October 10, 2013 - January 23, 2014
MERUS CAPITAL PARTNERS, LLC
October 16, 2009 - November 5, 2009
ECHOTRADE LLC
August 21, 2008 - August 21, 2009
G-2 TRADING,LLC
November 27, 2007 - January 8, 2008
OPUS TRADING FUND LLC
August 14, 2007 - December 3, 2007
SCHOTTENFELD GROUP LLC
July 18, 2005 - August 13, 2007
TAFFERER TRADING, LLC
April 27, 1999 - March 22, 2004
SCHONFELD SECURITIES, LLC
March 24, 1999 - April 14, 1999
SMH CAPITAL INVESTMENTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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